Steven J. Cooney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven John Cooney, who also goes by Steven Cooney, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2018. Steven had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2020 - March 9, 2021
COONEY CAPITAL, LLC
January 2, 2020 - May 28, 2020
OSAIC WEALTH, INC.
January 2, 2020 - May 28, 2020
OSAIC WEALTH, INC.
September 18, 2018 - October 9, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 3, 2018 - October 9, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
COONEY CAPITAL, LLC
CRD#: 311321 / SEC#:
Contact information
Red Flags
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