Eric A. Friedman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Alexander Friedman, who also goes by Eric Friedman, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2020. Eric had worked at 2 firms and has passed the Series 66, Series 79TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2021 - April 25, 2024
ROBERT A. STANGER & COMPANY, INC.
January 25, 2021 - May 13, 2021
MML INVESTORS SERVICES, LLC
September 11, 2020 - May 13, 2021
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 8/4/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 9/11/2020
General Securities Representative ExaminationCurrent Firm
ROBERT A. STANGER & COMPANY, INC.
CRD#: 11807 / SEC#: , 8-27120
Contact information
FINRA licenses (8 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
