Dylan T. Farnella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dylan Thomas Farnella was a registered financial professional .
Dylan is a previously registered financial professional and started their career in finance in 2021. Dylan had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2022 - March 14, 2024
WOLF GROUP CAPITAL ADVISORS
July 2, 2021 - June 7, 2022
EQUITABLE ADVISORS, LLC
February 17, 2021 - June 7, 2022
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 2/17/2021
General Securities Representative ExaminationCurrent Firm
WOLF GROUP CAPITAL ADVISORS
CRD#: 111647 / SEC#: 801-61501
Contact information
Regulatory assets under management
| Total Number of Accounts | 875 |
| AUM (Assets Under Management) | $ 526,794,579 |
Red Flags
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