Austin M. Preece

WEALTH PLANNING ADVISORS LLC

Eau Claire, WI

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CRD#: 6960151

Professional summary

Austin Michael Preece, CFP®, who also goes by Austin Preece, is a registered financial advisor currently at WEALTH PLANNING ADVISORS LLC located in Eau Claire, Wisconsin.

Austin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Austin has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Austin Preece

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Helix Wine, Craft Bar & Cafe Investment-related: No Address of the other business: 1444 Front Porch Place, Altoona, WI 54720 Nature of the other business: Bar Position: Bartender Start date: 02/2024 Approximate number of hours/month you devote to the other business: 60 hours/month Number of hours you devote to the other business during securities trading hours: 0 hours/month Duties: Crafting and serving cocktails to patrons. Name: Brooks Larson Wealth Management Investment-related: Yes Address of the other business: 505 Ripley Avenue, Eau Claire, WI 54701 Nature of the other business: Registered investment adviser Position: Financial Planner Start date: 06/2024 Approximate number of hours/month you devote to the other business: 30 hours/month Number of hours you devote to the other business during securities trading hours: 30 hours/month Duties: Investment management

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Michael Preece's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

August 30, 2023 - Present

WEALTH PLANNING ADVISORS LLC

RIA

CRD#: 327765

Eau Claire, WI

Past

June 12, 2024 - December 5, 2024

BROOKS LARSON WEALTH MANAGEMENT

RIA

CRD#: 277125

Eau Claire, WI

Past

January 11, 2020 - August 25, 2023

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

RIA

CRD#: 38357

Eau Claire, WI

Past

January 2, 2020 - August 25, 2023

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

CRD#: 38357

Eau Claire, WI

Past

July 20, 2018 - June 19, 2019

PFS INVESTMENTS INC.

CRD#: 10111

EAU CLAIRE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/21/2024)

IAR

Minnesota
(7/15/2024)

IAR

Texas
(1/24/2025)

IAR

Wisconsin
(8/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/11/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/11/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/25/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/20/2018

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTH PLANNING ADVISORS LLC

BROOKS LARSON WEALTH MANAGEMENT | WEALTH PLANNING ADVISORS LLC | PREECE FINANCIAL PLANNING LLC | PREECE FINANCIAL PLANNING

CRD#: 327765 / SEC#:

Arizona

Registered Investment Advisory firm - (8/21/2024 Approved)

Minnesota

Registered Investment Advisory firm - (7/15/2024 Approved)

Texas

Registered Investment Advisory firm - (1/24/2025 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (8/30/2023 Approved)

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Contact information

Main Address

Stoughton, WI

Mailing Address

Phone number

(715) 903-6125

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	134
AUM (Assets Under Management)	$ 10,481,635

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Austin M. Preece

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Michael Preece's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKS LARSON WEALTH MANAGEMENT

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/11/2020

Series 63

Date: 9/11/2018

Series 7TO

Date: 9/25/2021

SIE

Date: 10/1/2018

Series 6

Date: 7/20/2018

Current Firm

WEALTH PLANNING ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH PLANNING ADVISORS LLC

TRUST BUT VERIFY

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