Anatoly Iofe

ICEBRIDGE FINANCIAL GROUP

Boca Raton, FL 33432

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CRD#: 6960075

Professional summary

Anatoly Iofe, CPWA®, who also goes by Anatoly Iofe, is a registered financial advisor currently at ICEBRIDGE FINANCIAL GROUP located in Boca Raton, Florida and THE LEADERS GROUP, INC. located in Boca Raton, Florida.

Anatoly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Anatoly has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anatoly Iofe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) BUSINESS MANAGEMENT & CONSULTING SERVICES - 10/24/2022 - 433 Plaza Real, Suite 275, Boca Raton, FL 33432 - Advisor, Consulting services for clients, Not Invt Rel, Consulting business, 8 hrs/mo; 1 hr/mo (during trading hours). 2.) INSURANCE AGENT - 10/24/2022 - 433 Plaza Real, Suite 275, Boca Raton, FL 33432 - Insurance sales, Not Invt Rel, Insurance business, 8 hrs/mo; 1 hrs/mo (during trading hours). 3.) ICEBRIDGE FINANCIAL GROUP - 10/1/2022 - 433 Plaza Real, Suite 275, Boca Raton, FL 33432 - Managing Principal, IAR rep, Invt Rel, RA business, 40 hrs/mo; 40 hrs/mo (during trading hours). 4.) ICEBRIDGE FINANCIAL MANAGEMENT - 10/01/2022 - 433 Plaza Real, Suite 275, Boca Raton, FL 33432 - Managing Principal, Sales, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 5.) KINGSROCK ADVISORS LLC - 2/13/2024 - 433 Plaza Real, Suite 275, Boca Raton, FL 33432 - Senior Independent Advisor, Provide advice on potential raising of private capital, Not Invt Rel, 2 hrs/mo; 0 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anatoly Iofe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CPWA^®

Certified Private Wealth Advisor

Start date: 2021-10-19

Expire date: 2023-09-30

Experience

Current

October 20, 2022 - Present

ICEBRIDGE FINANCIAL GROUP

Office #1: 433 Plaza Real Suite 275, Boca Raton, FL 33432

RIA

CRD#: 323346

Boca Raton, FL

Current

October 17, 2022 - Present

THE LEADERS GROUP, INC.

Office #1: 433 Plaza Real, Suite 275, Boca Raton, FL 33432

CRD#: 37157

Boca Raton, FL

Past

December 18, 2018 - October 26, 2022

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CORAL GABLES, FL

Past

December 17, 2018 - October 26, 2022

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CORAL GABLES, FL

Past

August 10, 2018 - November 20, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

AVENTURA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/17/2022)

Florida
(10/17/2022)

IAR

Florida
(10/20/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/31/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/1/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/10/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ICEBRIDGE FINANCIAL GROUP

ICEBRIDGE FINANCIAL GROUP | ICEBRIDGE FINANCIAL GROUP, LLC

CRD#: 323346 / SEC#: 801-126673

RIA

Registered Investment Advisory firm - (8/1/2023 Terminated)

Florida

Registered Investment Advisory firm - (7/21/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

433 Plaza Real Suite 275, Boca Raton, FL 33432

Mailing Address

Phone number

(561) 778-5060

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	53
AUM (Assets Under Management)	$ 60,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anatoly Iofe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anatoly Iofe's CRS (Customer Relationship Summary).

Certified licenses

Experience

ICEBRIDGE FINANCIAL GROUP

THE LEADERS GROUP, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/31/2018

Series 63

Date: 8/1/2018

SIE

Date: 10/1/2018

Series 7

Date: 8/10/2018

FINRA

Current Firm

ICEBRIDGE FINANCIAL GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ICEBRIDGE FINANCIAL GROUP

TRUST BUT VERIFY

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