Harold Emanuel Doley Jr
Professional Summary
Harold Emanuel Doley JR, who also goes by Harold Emanuel Doley, Harold Emmanuel Doley Jr, was a registered financial advisor. Harold was a previously registered financial professional and started their career in finance 1968 - 2023. Harold had worked at 6 firms and has passed the Series 7TO, Series 52TO, Series 79TO, Series 99TO, SIE, Series 1, Series 27, Series 24, F04 and Series 40 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Harold Emanuel Doley, Harold Emmanuel Doley Jr
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
57 years in the financial services industry
Current & Past Employments
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Current Firm
SECURITY CAPITAL BROKERAGE, INC.
Contact Information
Main Address
260 Peachtree Street, Nw Suite 2200, Atlanta, GA 30303Mailing Address
260 Peachtree Street, Nw Suite 2200, Atlanta, GA 30303Phone Number
(404) 230-8475Established
Georgia since 10/04/1993Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (7 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 1 — Registered Representative Examination
Passed Dec 1968F04 — Financial Principal Examination
Passed Oct 1978Series 40 — Registered Principal Examination
Passed Feb 1976Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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