Victor Tassone

API FINANCIAL ADVISORS

GILBERT, AZ 85297

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CRD#: 6958827

Professional summary

Victor Tassone, who also goes by VIctor John Tassone, Victor Tassone, is a registered financial advisor currently at API FINANCIAL ADVISORS, LLC located in Gilbert, Arizona.

Victor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Victor has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Victor John Tassone | Victor Tassone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SYMMETRY FINANCIAL; INVESTMENT-RELATED; GILBERT, AZ; INSURANCE PRODUCER; SALE OF INSURANCE PRODUCTS; 1/2024; 104 HRS/MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victor Tassone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 16, 2024 - Present

API FINANCIAL ADVISORS, LLC

Office #1: 4111 S. Silverado Ct. #75, Gilbert, AZ 85297

RIA

CRD#: 304586

GILBERT, AZ

Past

June 7, 2022 - December 31, 2024

VT WEALTH ADVISORY LLC

RIA

CRD#: 321114

GILBERT, AZ

Past

October 2, 2019 - May 25, 2022

EQUITY SERVICES, INC.

RIA

CRD#: 265

CHICAGO, IL

Past

October 2, 2019 - May 25, 2022

EQUITY SERVICES, INC.

CRD#: 265

CHICAGO, IL

Past

August 6, 2018 - September 6, 2019

EDWARD JONES

RIA

CRD#: 250

OAKBROOK TERRACE, IL

Past

July 12, 2018 - September 6, 2019

EDWARD JONES

CRD#: 250

OAKBROOK TERRACE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

API FINANCIAL ADVISORS, LLC

API FINANCIAL ADVISORS, LLC | QUILITY FINANCIAL ADVISORS

CRD#: 304586 / SEC#: 801-117119

RIA

Registered Investment Advisory firm - (7/31/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(12/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 8/3/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 7/12/2018

General Securities Representative Examination

Current Firm

API FINANCIAL ADVISORS, LLC

API FINANCIAL ADVISORS, LLC | QUILITY FINANCIAL ADVISORS

CRD#: 304586 / SEC#: 801-117119

RIA

Registered Investment Advisory firm - (7/31/2019 Approved)

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Contact information

Main Address

1950 Rockledge Blvd Unit 201, Rockledge, FL 32955

Mailing Address

Phone number

(321) 888-2599

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE - ADV PART 2A (7/1/2026)

Regulatory assets under management

Total Number of Accounts	696
AUM (Assets Under Management)	$ 84,651,087

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Victor Tassone

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victor Tassone's CRS (Customer Relationship Summary).

Certified licenses

Experience

VT WEALTH ADVISORY LLC

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

API FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Passed: 8/3/2018

SIE

Passed: 10/1/2018

Series 7

Passed: 7/12/2018

Current Firm

API FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

API FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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