Connel P. Mcgough
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Connel Patrick Mcgough, who also goes by Connel Mcgough, was a registered financial professional .
Connel is a previously registered financial professional and started their career in finance in 2018. Connel had worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2022 - July 11, 2022
PEDERSON&CO LLC
December 2, 2020 - March 9, 2022
ASHLAND SECURITIES, LLC
September 13, 2018 - March 11, 2019
TRIPLETREE, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PEDERSON&CO LLC
CRD#: 308617 / SEC#: , 8-70655
Contact information
FINRA licenses (16 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
