Fabio Fares Da Silva
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fabio Fares Da Silva was a registered financial professional .
Fabio is a previously registered financial professional and started their career in finance in 2020. Fabio had worked at 2 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2021 - November 1, 2021
AVENUE SECURITIES LLC
November 10, 2020 - May 3, 2021
C6 CAPITAL SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 12/3/2020
Securities Trader ExamSeries 7TO
Date: 11/10/2020
General Securities Representative ExaminationCurrent Firm
AVENUE SECURITIES LLC
CRD#: 292589 / SEC#: , 8-70079
Contact information
FINRA licenses (30 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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