Christopher E. Lopez
Professional summary
Christopher Eric Lopez, who also goes by Christopher E Lopez, Chris Lopez, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Laguna Beach, California.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2019. Christopher has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Eric Lopez's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 5, 2021 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 31601 Coast Hwy Ste C, Laguna Beach, CA 92651-6978Office #2: 73101 Highway 111 Ste 1, Palm Desert, CA 92260-3900September 17, 2019 - December 31, 2020
ALLSTATE FINANCIAL SERVICES, LLC
April 22, 2019 - July 2, 2019
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/5/2021)
(4/3/2023)
(3/25/2025)
Exams
Series 7TO
Date: 4/22/2019
General Securities Representative ExaminationFINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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