DN
Dante W. Nepa
BLUE OWL SECURITIES
New York, NY 10152
Some features on this profile are disabled
CRD#: 6957798
DN
Professional summary
Dante William Nepa is a registered financial professional currently at BLUE OWL SECURITIES located in New York, New York.
Dante is registered as a RR (Registered Representative) and started their career in finance in 2020. Dante has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Dante; Not investment related; Austin, Texas; Social; Owner; Started 3/2022; Approx 12hrs/mo; Not during securities trading hours; Find and book DJ appearances at various locations.
CRS (Client Relationship Summary) - BD
Click below to view Dante William Nepa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 9, 2022 - Present
BLUE OWL SECURITIES
Office #1: 375 Park Avenue, New York, NY 10152BD
CRD#: 283250
New York, NY
Past
April 19, 2021 - May 18, 2022
DIMENSIONAL FUND ADVISORS LP
RIA
CRD#: 106482
AUSTIN, TX
Past
December 23, 2020 - May 18, 2022
DFA SECURITIES LLC
BD
CRD#: 10292
AUSTIN, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/9/2022)
RR
Alaska(6/9/2022)
RR
Arizona(6/9/2022)
RR
Arkansas(6/9/2022)
RR
California(6/9/2022)
RR
Colorado(6/9/2022)
RR
Connecticut(6/9/2022)
RR
Delaware(6/9/2022)
RR
District of Columbia(6/9/2022)
RR
Florida(6/9/2022)
RR
Georgia(6/9/2022)
RR
Hawaii(6/9/2022)
RR
Idaho(6/9/2022)
RR
Illinois(6/9/2022)
RR
Indiana(6/9/2022)
RR
Iowa(6/9/2022)
RR
Kansas(6/9/2022)
RR
Kentucky(6/9/2022)
RR
Louisiana(6/9/2022)
RR
Maine(6/9/2022)
RR
Maryland(6/9/2022)
RR
Massachusetts(6/9/2022)
RR
Michigan(6/9/2022)
RR
Minnesota(6/9/2022)
RR
Mississippi(6/9/2022)
RR
Missouri(6/9/2022)
RR
Montana(6/9/2022)
RR
Nebraska(6/9/2022)
RR
Nevada(6/9/2022)
RR
New Hampshire(6/9/2022)
RR
New Jersey(6/9/2022)
RR
New Mexico(6/9/2022)
RR
New York(6/9/2022)
RR
North Carolina(6/9/2022)
RR
North Dakota(6/9/2022)
RR
Ohio(6/14/2022)
RR
Oklahoma(6/9/2022)
RR
Oregon(6/9/2022)
RR
Pennsylvania(6/9/2022)
RR
Puerto Rico(6/9/2022)
RR
Rhode Island(6/9/2022)
RR
South Carolina(6/9/2022)
RR
South Dakota(6/9/2022)
RR
Tennessee(6/9/2022)
RR
Texas(6/9/2022)
RR
Utah(6/9/2022)
RR
Vermont(6/9/2022)
RR
Virginia(6/9/2022)
RR
Washington(6/9/2022)
RR
West Virginia(6/9/2022)
RR
Wisconsin(6/9/2022)
RR
Wyoming(6/9/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/23/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BO
BLUE OWL SECURITIES
BLUE OWL SECURITIES | OWL ROCK SECURITIES | OWL ROCK CAPITAL SECURITIES LLC | BLUE OWL SECURITIES LLC
CRD#: 283250 / SEC#: , 8-69744
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
375 Park Avenue, New York, NY 10152
Mailing Address
375 Park Avenue 4th Floor, New York, NY 10152
Phone number
(212) 419-3000
Established
Delaware since 12/17/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
