Brian G. Davies

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CRD#: 6957563

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brian George Davies was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 2018. Brian had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 11/8/2018 - Shepherd Financial Partners, LLC - DBA: Shepherd Financial Partners (Hybrid) - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 05/29/2018 - 360 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Shepherd Financial Partners LLC, an independent investment advisor firm. I started this business activity in May 2018. I expect to spend approximately 360 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 23, 2018 - March 27, 2025

SHEPHERD FINANCIAL PARTNERS, LLC

RIA

CRD#: 169093

WINCHESTER, MA

Past

July 19, 2018 - March 31, 2025

LPL FINANCIAL LLC

CRD#: 6413

WINCHESTER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHEPHERD FINANCIAL PARTNERS, LLC

SHEPHERD FINANCIAL PARTNERS, LLC | SPECIAL NEEDS FINANCIAL PLANNING

CRD#: 169093 / SEC#: 801-106533

RIA

Registered Investment Advisory firm - (8/24/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/7/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/19/2018

General Securities Representative Examination

Current Firm

SHEPHERD FINANCIAL PARTNERS, LLC

SHEPHERD FINANCIAL PARTNERS, LLC | SPECIAL NEEDS FINANCIAL PLANNING

CRD#: 169093 / SEC#: 801-106533

RIA

Registered Investment Advisory firm - (8/24/2015 Approved)

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Contact information

Main Address

1004 Main Street, Winchester, MA 01890

Mailing Address

Phone number

(781) 756-1804

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

03 26 2025 SFP FORM ADV PART 2A FINAL (3/26/2025)

03 26 2025 SFP FORM ADV PART 2A APPENDIX 1 WRAP FEE BROCHURE FINAL (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,779
AUM (Assets Under Management)	$ 1,138,180,837

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian G. Davies

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SHEPHERD FINANCIAL PARTNERS, LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

SHEPHERD FINANCIAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/7/2018

SIE

Date: 10/1/2018

Series 7

Date: 7/19/2018

Current Firm

SHEPHERD FINANCIAL PARTNERS, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHEPHERD FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

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