Jeffery D. Gill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery Dean Gill, who also goes by Jeff Gill, was a registered financial professional .
Jeffery is a previously registered financial professional and started their career in finance in 2018. Jeffery had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2018 - October 15, 2018
KEATING FINANCIAL ADVISORY SERVICES
July 23, 2018 - September 11, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
June 6, 2018 - September 11, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
KEATING FINANCIAL ADVISORY SERVICES
CRD#: 142772 / SEC#: 801-126770
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KEATING FINANCIAL ADVISORY SERVICES
CRD#: 142772 / SEC#: 801-126770
Contact information
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 250 |
| AUM (Assets Under Management) | $ 330,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
