Shane N. Hunt

CGC FINANCIAL SERVICES

Lake Oswego, OR 97035

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CRD#: 6957425

Professional summary

Shane Neal Hunt is a registered financial advisor currently at CGC FINANCIAL SERVICES located in Lake Oswego, Oregon and OSAIC WEALTH, INC. located in Lake Oswego, Oregon.

Shane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Shane has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CGC FINANCIAL SERVICES POSITION: Registered Assistant NATURE: Wealth Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 165 SECURITIES TRADING HOURS: 100 START DATE: 05/30/2018 ADDRESS: 5 Centerpointe Drive STE 550, Lake Oswego OR 97035, United States DESCRIPTION: Prepare for client reviews General paperwork phone calls RMD

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Neal Hunt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 18, 2023 - Present

CGC FINANCIAL SERVICES

Office #1: 5 Centerpointe Dr Suite 550, Lake Oswego, OR 97035

RIA

CRD#: 155446

Lake Oswego, OR

Current

February 28, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 5 Centerpointe Drive Suite 550, Lake Oswego, OR 97035

RIA

CRD#: 23131

Lake Oswego, OR

Past

January 2, 2023 - July 19, 2023

OSAIC WEALTH, INC.

RIA

CRD#: 23131

Lake Oswego, OR

Past

December 12, 2019 - July 19, 2023

OSAIC WEALTH, INC.

CRD#: 23131

Lake Oswego, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CGC FINANCIAL SERVICES

CGC FINANCIAL SERVICES | CGC FINANCIAL SERVICES, LLC

CRD#: 155446 / SEC#: 801-78845

RIA

Registered Investment Advisory firm - (11/22/2013 Approved)

Oregon

Registered Investment Advisory firm - (12/4/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Oregon
(6/18/2023)

Oregon
(3/5/2024)

Washington
(10/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/20/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/14/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/26/2022

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 12/12/2019

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 9/10/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

CGC FINANCIAL SERVICES

CGC FINANCIAL SERVICES | CGC FINANCIAL SERVICES, LLC

CRD#: 155446 / SEC#: 801-78845

RIA

Registered Investment Advisory firm - (11/22/2013 Approved)

Oregon

Registered Investment Advisory firm - (12/4/2013 Terminated)

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Contact information

Main Address

5 Centerpointe Dr Suite 550, Lake Oswego, OR 97035

Mailing Address

Phone number

(503) 670-1958

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CGC FINANCIAL SERVICES, ADV PART 2A (5/19/2025)

Regulatory assets under management

Total Number of Accounts	3,027
AUM (Assets Under Management)	$ 737,318,031

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shane N. Hunt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Neal Hunt's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

Primary Firm SEC Registration

CGC FINANCIAL SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 12/20/2022

Series 63

Date: 2/14/2020

Series 7TO

Date: 4/26/2022

Series 6TO

Date: 12/12/2019

SIE

Date: 9/10/2019

FINRA

Current Firm

CGC FINANCIAL SERVICES

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CGC FINANCIAL SERVICES

TRUST BUT VERIFY

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