Patrick D. Brix
Professional summary
Patrick David Brix, who also goes by Pat Brix, Patrick D Brix, Patrick David Brix, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2021. Patrick has worked at 4 firms and has passed the Series 7TO, SIE and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick David Brix's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2023 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 6th Floor, New York, NY 10285January 24, 2023 - September 12, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 7, 2022 - January 24, 2023
BOFA SECURITIES, INC.
September 20, 2021 - January 4, 2022
SG AMERICAS SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/20/2021
General Securities Representative ExaminationFINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
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