Grant G. Holloschutz
Professional summary
Grant Gotham Holloschutz, who also goes by Grant Holloschutz, Grant G Holloschutz, Grant Gotham Holloschutz, is a registered financial advisor currently at UNITED CAPITAL FINANCIAL ADVISORS located in Irving, Texas.
Grant is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Grant has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Grant Gotham Holloschutz's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 8, 2024 - Present
UNITED CAPITAL FINANCIAL ADVISORS
Office #1: 125 E John Carpenter Frwy Ste 1200, Irving, TX 75062July 13, 2023 - May 8, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 13, 2023 - May 8, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 11, 2021 - June 15, 2023
CHARLES SCHWAB & CO., INC.
June 4, 2021 - June 15, 2023
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
UNITED CAPITAL FINANCIAL ADVISORS
CRD#: 134600 / SEC#: 801-64376
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/8/2024)
Exams
Series 7TO
Date: 6/4/2021
General Securities Representative ExaminationCurrent Firm
UNITED CAPITAL FINANCIAL ADVISORS
CRD#: 134600 / SEC#: 801-64376
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,738 |
| AUM (Assets Under Management) | $ 17,211,052,120 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/01/2024 | ||
| 10/30/2023 | ||
| 01/26/2023 |
Red Flags
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