Bethany J. Dubuque
Professional summary
Bethany J Dubuque, who also goes by Bethany J Jarvis, is a registered financial advisor currently at MASCOMA WEALTH MANAGEMENT located in Burlington, Vermont.
Bethany is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Bethany has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Bethany J Dubuque's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2023 - Present
MASCOMA WEALTH MANAGEMENT
Office #1: 180 Battery Street, Burlington, VT 05401May 22, 2018 - September 10, 2021
PEOPLE'S UNITED ADVISORS, INC.
Primary Firm SEC Registration
MASCOMA WEALTH MANAGEMENT
CRD#: 174907 / SEC#: 801-80982
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/12/2023)
Current Firm
MASCOMA WEALTH MANAGEMENT
CRD#: 174907 / SEC#: 801-80982
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,127 |
| AUM (Assets Under Management) | $ 504,692,004 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/07/2025 |
Red Flags
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