SC
Sean W. Coffey
BLACKRIDGE ASSET MANAGEMENT
Jupiter, FL 33477
Some features on this profile are disabled
CRD#: 6955837
SC
Professional summary
Sean W Coffey, who also goes by Sean William Coffey, is a registered financial advisor currently at BLACKRIDGE ASSET MANAGEMENT, LLC located in Jupiter, Florida and THURSTON SPRINGER ADVISORS located in Jupiter, Florida.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Sean has worked at 4 firms and has passed the Series 63, Series 65, Series 52TO, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sean William Coffey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Operations Manager of Peak Brokerage Services, which is owned by same holding company as TSF
CRS (Client Relationship Summary) - RIA
Click below to view Sean W Coffey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 29, 2022 - Present
BLACKRIDGE ASSET MANAGEMENT, LLC
Office #1: 1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477RIA
CRD#: 277085
Jupiter, FL
Current
March 5, 2025 - Present
THURSTON SPRINGER ADVISORS
Office #1: 1070 E. Indiantown Rd Suite 212, Jupiter, FL 33477RIA
CRD#: 299201
Jupiter, FL
Current
November 4, 2020 - Present
PEAK BROKERAGE SERVICES, LLC
Office #1: 1070 East Indiantown Road Suite 208-210, Jupiter, FL 33477BD
CRD#: 157045
Jupiter, FL
Current
December 19, 2024 - Present
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
Office #1: 1070 E. Indiantown Rd Suite 208, Jupiter, FL 33409BD
CRD#: 8478
Jupiter, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TS
THURSTON SPRINGER ADVISORS
ADAMS COUNTY FINANCIAL RESOURCES | WESLEY BATES WEALTH MANAGEMENT | THURSTON SPRINGER RETIREMENT SERVICES | THURSTON SPRINGER FINANCIAL | THURSTON SPRINGER ADVISORS, LLC | THURSTON SPRINGER ADVISORS | THORSON TAX & FINANCIAL | THE BARTHEL AGENCY | TARGETED RETIREMENT STRATEGIES | T.S. PHILLIPS | SPRAWLS FINANCIAL | RETIREMENT AND ESTATE PLANNING SERVICES | ONTRACK CAPITAL MANAGEMENT | NORTH STAR FINANCIAL | LAVELLE FINANCIAL | JKS INVESTMENT MANAGEMENT OF THURSTON SPRINGER | J. SIMON & COMPANY | INVESTMENT STRATEGIES | INTEGRITY WEALTH SOLUTIONS | HOLCOMB WEALTH MANAGEMENT | FRATARCANGELI WEALTH MANAGEMENT | DAMER WEALTH MANAGEMENT | CONSERVATION WEALTH MANAGEMENT | COHEN CAPITAL MANAGEMENT | CHIDDISTER FINANCIAL ASSOCIATES | CERULEAN CAPITAL MANAGEMENT, LLC | BCT FINANCIAL | BALDASSARI ADVISORY | ASCEND WEALTH | AP CAPITAL MANAGEMENT | AMERICAN PENSION ADVISORS | ALPHA POINTE CAPITAL
CRD#: 299201 / SEC#: 801-114256
RIA
Registered Investment Advisory firm - (11/2/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/3/2024)
RR
Alaska(12/3/2024)
RR
Arizona(12/3/2024)
RR
Arkansas(12/3/2024)
RR
California(12/3/2024)
RR
Colorado(8/6/2024)
RR
Connecticut(12/3/2024)
RR
Delaware(12/3/2024)
RR
District of Columbia(8/6/2024)
RR
Florida(11/4/2020)
IAR
Florida(8/29/2022)
RR
Georgia(12/3/2024)
RR
Hawaii(12/3/2024)
RR
Idaho(12/3/2024)
RR
Illinois(12/3/2024)
RR
Indiana(12/3/2024)
RR
Iowa(12/3/2024)
RR
Kansas(12/3/2024)
RR
Kentucky(12/3/2024)
RR
Louisiana(8/6/2024)
RR
Maine(12/3/2024)
RR
Maryland(8/6/2024)
RR
Massachusetts(12/3/2024)
RR
Michigan(12/3/2024)
RR
Minnesota(12/3/2024)
RR
Mississippi(12/3/2024)
RR
Missouri(12/3/2024)
RR
Montana(12/3/2024)
RR
Nebraska(12/3/2024)
RR
Nevada(12/3/2024)
RR
New Hampshire(12/3/2024)
RR
New Jersey(12/3/2024)
RR
New Mexico(12/3/2024)
RR
New York(12/3/2024)
RR
North Carolina(12/3/2024)
RR
North Dakota(12/3/2024)
RR
Ohio(8/6/2024)
RR
Oklahoma(12/3/2024)
RR
Oregon(12/3/2024)
RR
Pennsylvania(12/3/2024)
RR
Puerto Rico(1/31/2025)
RR
Rhode Island(12/3/2024)
RR
South Carolina(12/3/2024)
RR
South Dakota(12/3/2024)
RR
Tennessee(1/31/2025)
RR
Texas(12/3/2024)
RR
Utah(12/3/2024)
RR
Vermont(12/3/2024)
RR
Virginia(12/3/2024)
RR
Washington(12/3/2024)
RR
West Virginia(12/3/2024)
RR
Wisconsin(12/3/2024)
RR
Wyoming(12/3/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 8/27/2024
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 11/4/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TS
THURSTON SPRINGER ADVISORS
ADAMS COUNTY FINANCIAL RESOURCES | WESLEY BATES WEALTH MANAGEMENT | THURSTON SPRINGER RETIREMENT SERVICES | THURSTON SPRINGER FINANCIAL | THURSTON SPRINGER ADVISORS, LLC | THURSTON SPRINGER ADVISORS | THORSON TAX & FINANCIAL | THE BARTHEL AGENCY | TARGETED RETIREMENT STRATEGIES | T.S. PHILLIPS | SPRAWLS FINANCIAL | RETIREMENT AND ESTATE PLANNING SERVICES | ONTRACK CAPITAL MANAGEMENT | NORTH STAR FINANCIAL | LAVELLE FINANCIAL | JKS INVESTMENT MANAGEMENT OF THURSTON SPRINGER | J. SIMON & COMPANY | INVESTMENT STRATEGIES | INTEGRITY WEALTH SOLUTIONS | HOLCOMB WEALTH MANAGEMENT | FRATARCANGELI WEALTH MANAGEMENT | DAMER WEALTH MANAGEMENT | CONSERVATION WEALTH MANAGEMENT | COHEN CAPITAL MANAGEMENT | CHIDDISTER FINANCIAL ASSOCIATES | CERULEAN CAPITAL MANAGEMENT, LLC | BCT FINANCIAL | BALDASSARI ADVISORY | ASCEND WEALTH | AP CAPITAL MANAGEMENT | AMERICAN PENSION ADVISORS | ALPHA POINTE CAPITAL
CRD#: 299201 / SEC#: 801-114256
RIA
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Contact information
Main Address
9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240
Mailing Address
Phone number
(317) 581-4000
Established
Firm type
Fiscal year end
# of Employees
93
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,759 |
| AUM (Assets Under Management) | $ 3,675,305,852 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/21/2025 | ||
| 02/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
