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RS

Regan Scott Sander

ACT CAPITAL MARKETS
MERCER ISLAND, WA
·CRD# 6955746·8 years experience

Professional Summary

Regan Scott Sander, who also goes by Regan Sander, is a registered financial advisor currently at ACT CAPITAL MARKETS, INC. located in Mercer Island, Washington. Regan is registered as a RR (Registered Representative) and started their career in finance in 2018. Regan has worked at 4 firms and has passed the Series 63, SIE, Series 82 and Series 79 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Regan Sander

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

ACT CAPITAL MARKETS, INC.·CRD# 308518
BD
7525 Se 24th Street Suite 630, Mercer Island, WA 98040
October 13, 2026 - Present
CASTLE PLACEMENT, LLC·CRD# 189511
BD
Austin, TX
September 15, 2021 - January 16, 2025
ENTORO INVESTMENTS, LLC·CRD# 306790
RIA
Houston, TX
March 25, 2020 - March 31, 2020
ENTORO SECURITIES, LLC·CRD# 35192
BD
Houston, TX
July 12, 2018 - April 1, 2020

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Current Firm

AC
ACT CAPITAL MARKETS, INC.

ACT CAPITAL MARKETS, INC. | TAYLOR GREY, INC.

CRD#: 308518 / SEC#: 8-70517
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

7525 Se 24th Street Suite 630, Mercer Island, WA 98040

Mailing Address

7525 Se 24th Street Suite 630, Mercer Island, WA 98040

Phone Number

(206) 486-3400

Established

California since 03/10/2020

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ACT CAPITAL ADVISORS, LLCHOLDING COMPANY—
FIALA, ANGELA MARIAFINOP/PFO/POO5163386
HILD, ROBERT LAYNECEO/CHIEF COMPLIANCE OFFICER6110956

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(10/14/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2018About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 82 — Limited Representative-Private Securities Offerings

Passed Aug 2018About the Series 82 exam

Series 79 — Investment Banking Registered Representative Examination

Passed Jul 2018About the Series 79 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Regan Scott Sander's CRS (Customer Relationship Summary).

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