Daniel S. Laden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Stockton Laden, who also goes by Daniel Laden, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2018. Daniel had worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2020 - March 26, 2021
THRIVENT ADVISOR NETWORK, LLC
December 7, 2019 - July 2, 2020
PKS ADVISORY SERVICES, LLC
November 25, 2019 - March 2, 2021
PURSHE KAPLAN STERLING INVESTMENTS
September 17, 2018 - December 10, 2019
EQUITABLE ADVISORS, LLC
July 17, 2018 - December 10, 2019
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
THRIVENT ADVISOR NETWORK, LLC
CRD#: 304569 / SEC#: 801-117013
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationCurrent Firm
THRIVENT ADVISOR NETWORK, LLC
CRD#: 304569 / SEC#: 801-117013
Contact information
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 28,545 |
| AUM (Assets Under Management) | $ 6,648,306,479 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
