Sean K. Butler

SKB ADVISORY

Houston, TX 77079

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CRD#: 6955587

Professional summary

Sean Kelly Butler is a registered financial advisor currently at SKB ADVISORY, LLC located in Houston, Texas.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Sean has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SEAN K BUTLER, CPA, LLC~'NIR'~11111 KATY FREEWAY, SUITE 910~HOUSTON~TX~77079~Accounting Services/Tax Preparation~Owner~6/10/2010~160hrs~1hrs~Manage business completely, including client relations, reviews of work done, marketing of accounting and tax services, networking, manage employees, payroll and payroll tax.|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Kelly Butler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2019 - Present

SKB ADVISORY, LLC

Office #1: 1035 Dairy Ashford Rd Suite 315, Houston, TX 77079

RIA

CRD#: 304778

Houston, TX

Past

July 11, 2018 - February 20, 2019

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Houston, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/27/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/9/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/11/2018

General Securities Representative Examination

Current Firm

SKB ADVISORY, LLC

CRD#: 304778 / SEC#:

Texas

Registered Investment Advisory firm - (8/27/2019 Approved)

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Contact information

Main Address

1035 Dairy Ashford Rd Suite 315, Houston, TX 77079

Mailing Address

1035 Dairy Ashford Rd Suite 315, Houston, TX 77079

Phone number

(832) 328-0874

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	31
AUM (Assets Under Management)	$ 1,394,503

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sean K. Butler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Kelly Butler's CRS (Customer Relationship Summary).

Certified licenses

Experience

SKB ADVISORY, LLC

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/9/2018

SIE

Date: 10/1/2018

Series 7

Date: 7/11/2018

Current Firm

SKB ADVISORY, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SKB ADVISORY, LLC

TRUST BUT VERIFY

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