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RE

Robert W. Ensor

SPP CAPITAL PARTNERS L L C
New York, NY 10036
Some features on this profile are disabled
CRD#: 6955510
RE

Professional summary


Robert Walker Ensor is a registered financial professional currently at SPP CAPITAL PARTNERS L L C located in New York, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2022. Robert has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Robert Walker Ensor's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 12, 2022 - Present

SPP CAPITAL PARTNERS L L C

Office #1: 550 Fifth Avenue 12th. Floor, New York, NY 10036
BD
CRD#: 38103
New York, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/6/2023)
RR
Connecticut
(4/6/2023)
RR
Florida
(12/12/2022)
RR
Louisiana
(12/12/2022)
RR
New Jersey
(4/6/2023)
RR
New York
(4/6/2023)
RR
Ohio
(4/7/2023)
RR
Pennsylvania
(4/6/2023)
RR
Texas
(4/6/2023)
RR
Vermont
(4/6/2023)
RR
Virginia
(4/6/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 4/6/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/12/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


SC
SPP CAPITAL PARTNERS L L C
SPP CAPITAL PARTNERS L L C | SPP MEZZANINE | SPP HAMBRO & CO., LLC | SPP CAPITAL PARTNERS, LLC

CRD#: 38103 / SEC#: , 8-48093

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
550 Fifth Avenue 12th Floor, New York, NY 10036
Mailing Address
550 Fifth Avenue 12th Floor, New York, NY 10036
Phone number
(212) 455-4500
Established
Delaware since 08/21/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
SPP HOLDINGS, LLCMEMBER
BUSCH, ROBIN ELLISMANAGING PARTNER2082719
LAZARUS, AMY SUECHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER AND FINOP1498788
SHAFFER, STEFAN LMANAGING PARTNER1498973

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SPP CAPITAL PARTNERS L L C

CRD#: 38103New York, NY 10036

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