JM
John C. Mumper
PATINA WEALTH
RICHMOND, VA 23230
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CRD#: 6955384
JM
Professional summary
John Chaffin Mumper is a registered financial advisor currently at PATINA WEALTH located in Richmond, Virginia.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. John has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Chaffin Mumper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 21, 2018 - Present
PATINA WEALTH
Office #1: 2920 W Broad Street C29, Richmond, VA 23230RIA
CRD#: 283813
RICHMOND, VA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/17/2022)
IAR
Virginia(5/21/2018)
Current Firm
PW
PATINA WEALTH
PATINA WEALTH | PIEDMONT FINANCIAL LLC | PIEDMONT FINANCIAL | PATINA WEALTH LLC
CRD#: 283813 / SEC#:
Texas
Registered Investment Advisory firm - (5/18/2016 Conditional Restricted)Virginia
Registered Investment Advisory firm - (5/25/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Crozet, VA
Mailing Address
Phone number
(434) 282-4284
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 331 |
| AUM (Assets Under Management) | $ 94,692,233 |
Red Flags
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Company Information
PATINA WEALTH
CRD#: 283813Richmond, VA 23230TRUST BUT VERIFY
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