Jack E. Monro
Professional summary
Jack Everett Monro is a registered financial professional currently at GUGGENHEIM SECURITIES, LLC located in Chicago, Illinois.
Jack is registered as a RR (Registered Representative) and started their career in finance in 2021. Jack has worked at 3 firms and has passed the Series 63, Series 79TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jack Everett Monro's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2022 - Present
GUGGENHEIM SECURITIES, LLC
Office #1: 227 West Monroe Street, Chicago, IL 60606July 8, 2021 - May 31, 2022
PIPER SANDLER & CO.
April 19, 2021 - June 7, 2021
COWEN AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/18/2022)
Exams
Series 79TO
Date: 8/20/2021
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 4/19/2021
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
GUGGENHEIM SECURITIES, LLC
CRD#: 40638 / SEC#: , 8-49107
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LINKS HOLDINGS, LLC | MEMBER | |
| GUGGENHEIM MANAGER, INC. | MANAGING MEMBER | |
| LOWERY WHILLE, TRACY | CHIEF COMPLIANCE OFFICER | 2872693 |
| MILLSTEIN, JAMES E. | CO-CHARIMAN | 4270577 |
| SCHWARTZ, ALAN DAVID | CO-CHAIRMAN | 416184 |
| SCHWARTZ, ANDREW JON | CHIEF FINANCIAL OFFICER | 5121914 |
| TSOU, SUSAN | FINOP & PRINCIPAL FINANCIAL OFFICER | 6187001 |
| VAN LITH, MARK ALAN | CHEIF EXECUTIVE OFFICER | 2263510 |
| WINICK, HOWARD NEIL | PRINCIPAL OPERATIONS OFFICER | 1871689 |
Disclosures
| Regulatory Event | 10 |
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