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JB

Jack Brant

HARRIS WILLIAMS
Cleveland, OH 44114
Some features on this profile are disabled
CRD#: 6954862
JB

Professional summary

Jack Brant, who also goes by Jack Charles Brant, is a registered financial professional currently at HARRIS WILLIAMS located in Cleveland, Ohio.

Jack is registered as a RR (Registered Representative) and started their career in finance in 2021. Jack has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jack Charles Brant

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jack Brant's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 19, 2024 - Present

HARRIS WILLIAMS

Office #1: 1900 E. 9th Street 25th Floor, Cleveland, OH 44114
BD
CRD#: 113930
Cleveland, OH
Past

August 19, 2021 - August 20, 2024

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
CLEVELAND, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Ohio
(8/19/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 7/19/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/19/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/29/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

HW
HARRIS WILLIAMS
HARRIS WILLIAMS | HARRIS WILLIAMS LLC | HARRIS WILLIAMS ADVISORS, INC. | HARRIS WILLIAMS & CO.

CRD#: 113930 / SEC#: , 8-53380

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1001 Haxall Point 9th Floor, Richmond, VA 23219
Mailing Address
1001 Haxall Point 9th Floor, Richmond, VA 23219
Phone number
(804) 648-0072
Established
Virginia since 01/01/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (45 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PNC BANK, NATIONAL ASSOCIATIONPARENT
BALTIMORE, ROBERT MARTINBOARD MEMBER / CO-CEO4445610
HART, JASON EDWARD HEATHPRINCIPAL OPERATIONS OFFICER4173982
HART, JASON EDWARD HEATHFINOP4173982
HART, JASON EDWARD HEATHPRINCIPAL FINANCIAL OFFICER4173982
LONG, GEORGE PHILLIP MR.CHIEF LEGAL OFFICER AND SECRETARY OF THE BOARD5094038
NEUNER, JOHN IVBOARD MEMBER / CO-CEO4578584
POGGI, PAUL THOMASCHIEF OPERATING OFFICER AND BOARD MEMBER5277661
THOMAS, MICHAEL DUANEBOARD MEMBER2992653
VALENTINE, EDWARD WESTCHAIRMAN OF THE BOARD OF MANAGERS2399981
VAN DER WAAG, ASHLEY HOGUECHIEF COMPLIANCE OFFICER3079633
WILLIAMS, JULIE ANNBOARD MEMBER6040587

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HARRIS WILLIAMS

CRD#: 113930Cleveland, OH 44114

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