Nicholas A. Price

PAUL COMSTOCK PARTNERS

Houston, TX 77027

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CRD#: 6954518

Professional summary

Nicholas Allen Price, who also goes by Nicholas Allen Price, Nicholas Price, Nick Allen Price, is a registered financial advisor currently at PAUL COMSTOCK PARTNERS located in Houston, Texas.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Nicholas has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7TO exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas Allen Price | Nicholas Price | Nick Allen Price

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Allen Price's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2024 - Present

PAUL COMSTOCK PARTNERS

Office #1: 1177 West Loop South Suite 1500, Houston, TX 77027

RIA

CRD#: 105335

Houston, TX

Past

December 14, 2022 - March 8, 2024

SAXON FINANCIAL GROUP

RIA

CRD#: 311687

HOUSTON, TX

Past

October 30, 2020 - April 7, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

HOUSTON, TX

Past

December 12, 2019 - October 15, 2020

J.P. MORGAN SECURITIES LLC

CRD#: 79

HOUSTON, TX

Past

January 11, 2019 - August 26, 2019

LPL FINANCIAL LLC

CRD#: 6413

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PAUL COMSTOCK PARTNERS

FIRST ENDOWMENT DEVELOPMENT CORP | PAUL L. COMSTOCKCO | PAUL L. COMSTOCK CO | PAUL COMSTOCK PARTNERS

CRD#: 105335 / SEC#: 801-22496

RIA

Registered Investment Advisory firm - (11/5/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/14/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/20/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/11/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7TO

Date: 12/21/2018

General Securities Representative Examination

Current Firm

PAUL COMSTOCK PARTNERS

FIRST ENDOWMENT DEVELOPMENT CORP | PAUL L. COMSTOCKCO | PAUL L. COMSTOCK CO | PAUL COMSTOCK PARTNERS

CRD#: 105335 / SEC#: 801-22496

RIA

Registered Investment Advisory firm - (11/5/1984 Approved)

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Contact information

Main Address

1177 West Loop South Suite 1500, Houston, TX 77027

Mailing Address

Phone number

(713) 977-2694

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A - FIRM BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	118
AUM (Assets Under Management)	$ 2,238,868,684

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas A. Price

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Allen Price's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAXON FINANCIAL GROUP

RAYMOND JAMES FINANCIAL SERVICES, INC.

J.P. MORGAN SECURITIES LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

PAUL COMSTOCK PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/14/2022

Series 63

Date: 12/20/2019

SIE

Date: 1/11/2019

Series 7TO

Date: 12/21/2018

Current Firm

PAUL COMSTOCK PARTNERS

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PAUL COMSTOCK PARTNERS

TRUST BUT VERIFY

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