Patricia Mims

CROSSMARK GLOBAL INVESTMENTS

Houston, TX 77079

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CRD#: 6954516

Professional summary

Patricia Mims, who also goes by Patricia Lynne Mims, Trish Mims, is a registered financial advisor currently at CROSSMARK GLOBAL INVESTMENTS, INC. located in Houston, Texas and CROSSMARK DISTRIBUTORS, INC. located in Houston, Texas.

Patricia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Patricia has worked at 6 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patricia Lynne Mims | Trish Mims

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

03/1999-Present, Chris Mims Integra Insurance, Richmond, TX. Firm engages in sale of various insurance products. Not investment-related. Co-owner in a Community Property State. 5 hrs/mo., zero during trading hours. Occasional backup for primary agent in family-owned agency, not involved in day to day operations.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricia Mims's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2019 - Present

CROSSMARK GLOBAL INVESTMENTS, INC.

Office #1: 15375 Memorial Drive Suite 200, Houston, TX 77079

RIA

CRD#: 113360

Houston, TX

Current

June 4, 2018 - Present

CROSSMARK DISTRIBUTORS, INC.

Office #1: 15375 Memorial Drive Suite 200, Houston, TX 77079

CRD#: 14970

Houston, TX

Past

August 1, 2023 - March 28, 2024

REDBRIDGE GLOBAL MARKETS, LLC

CRD#: 319550

Houston, TX

Past

April 12, 2023 - March 1, 2024

3G FINANCIAL

CRD#: 317740

HOLMDEL, NJ

Past

December 10, 2021 - February 29, 2024

ATHENE SECURITIES, LLC

CRD#: 36867

WEST DES MOINES, IA

Past

October 28, 2021 - March 1, 2024

LINDEN THOMAS AND COMPANY SECURITIES, LLC

CRD#: 290244

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CROSSMARK GLOBAL INVESTMENTS, INC.

CAPSTONE ASSET MANAGEMENT COMPANY | CROSSMARK GLOBAL INVESTMENTS, INC.

CRD#: 113360 / SEC#: 801-17695

RIA

Registered Investment Advisory firm - (7/26/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(1/31/2019)

IAR

Texas
(1/31/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/17/2018

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 11/6/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/5/2018

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/15/2021

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 6/3/2018

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

CROSSMARK GLOBAL INVESTMENTS, INC.

CAPSTONE ASSET MANAGEMENT COMPANY | CROSSMARK GLOBAL INVESTMENTS, INC.

CRD#: 113360 / SEC#: 801-17695

RIA

Registered Investment Advisory firm - (7/26/1982 Approved)

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Contact information

Main Address

15375 Memorial Drive Suite 200, Houston, TX 77079

Mailing Address

Phone number

(713) 260-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CROSSMARK GLOBAL INVESTMENTS FORM ADV PARTS 2A AND 2B REV JUNE 30 2025 (6/27/2025)

Regulatory assets under management

Total Number of Accounts	5,314
AUM (Assets Under Management)	$ 7,093,712,521

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patricia Mims

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricia Mims's CRS (Customer Relationship Summary).

Certified licenses

Experience

CROSSMARK DISTRIBUTORS, INC.

REDBRIDGE GLOBAL MARKETS, LLC

3G FINANCIAL

ATHENE SECURITIES, LLC

LINDEN THOMAS AND COMPANY SECURITIES, LLC

Primary Firm SEC Registration

CROSSMARK GLOBAL INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/17/2018

Series 99TO

Date: 1/2/2023

SIE

Date: 11/6/2018

Series 7

Date: 11/5/2018

Series 24

Date: 3/15/2021

Series 27

Date: 6/3/2018

FINRA

Current Firm

CROSSMARK GLOBAL INVESTMENTS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CROSSMARK GLOBAL INVESTMENTS, INC.

TRUST BUT VERIFY

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