RQ
Robert L. Quinlan
LAKERIDGE WEALTH MANAGEMENT LLC
ALBUQUERQUE, NM
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CRD#: 6954409
RQ
Professional summary
Robert Leahy Quinlan is a registered financial advisor currently at LAKERIDGE WEALTH MANAGEMENT LLC located in Albuquerque, New Mexico and PRIVATE CLIENT SERVICES, LLC located in Albuquerque, New Mexico.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Robert has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Lakeridge Wealth Management. 5203 Juan Tabo NE Suite 2C, Albuquerque, NM 87111. RIA. 160 hrs/mo; 160 during trading hrs. 2) Doctors Financial Resource. 5203 Juan Tabo NE Suite 2C, Albuquerque, NM 87111. Financial Services. Financial advisor-client services. Financial planning and asset management. 50 hrs/mo; 50 during trading hrs. 3) Quinlan Financial Services. 5203 Juan Tabo NE Suite 2C, Albuquerque, NM 87111. Financial Services. Financial advisor-client services. Financial planning and asset management. 50 hrs/mo; 50 during trading hrs. 4) Lakeridge Wealth Management. 5203 Juan Tabo NE Suite 2C, Albuquerque, NM 87111. Financial Services. Financial advisor-client services. Financial planning and asset management. 50 hrs/mo; 50 during trading hrs. 5) Financial Solutions Planning & Investments. 5203 Juan Tabo NE Suite 2C, Albuquerque, NM 87111. Financial Services. Client services, business development, portfolio management. 50 hrs/mo; 50 during trading hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Leahy Quinlan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2022 - Present
LAKERIDGE WEALTH MANAGEMENT LLC
RIA
CRD#: 314071
ALBUQUERQUE, NM
Current
September 1, 2022 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 5203 Juan Tabo Blvd Ne, Ste 2c, Albuquerque, NM 87111RIA
BD
CRD#: 120222
Albuquerque, NM
Past
August 19, 2021 - December 31, 2021
LAKERIDGE WEALTH MANAGEMENT LLC
RIA
CRD#: 314071
Albuquerque, NM
Past
August 28, 2020 - September 1, 2022
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
ALBUQUERQUE, NM
Past
January 11, 2020 - September 1, 2022
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
ALBUQUERQUE, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LAKERIDGE WEALTH MANAGEMENT LLC
DOCTOR'S FINANCIAL RESOURCE | NMS WEALTH MANAGEMENT | MBA FINANCIAL SERVICES | LAKERIDGE WEALTH MANAGEMENT LLC | LAKERIDGE WEALTH MANAGEMENT LL | FINANCIAL SOLUTIONS PLANNING AND INVESTMENTS
CRD#: 314071 / SEC#: 801-121373
RIA
Registered Investment Advisory firm - (6/2/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/1/2022)
RR
California(9/1/2022)
RR
Colorado(9/1/2022)
RR
Idaho(9/1/2022)
RR
Michigan(9/1/2022)
RR
Missouri(9/1/2022)
RR
Montana(9/1/2022)
IAR
New Mexico(1/19/2022)
RR
New Mexico(9/1/2022)
RR
Oregon(9/1/2022)
RR
Texas(9/1/2022)
RR
Washington(9/1/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/11/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LW
LAKERIDGE WEALTH MANAGEMENT LLC
DOCTOR'S FINANCIAL RESOURCE | NMS WEALTH MANAGEMENT | MBA FINANCIAL SERVICES | LAKERIDGE WEALTH MANAGEMENT LLC | LAKERIDGE WEALTH MANAGEMENT LL | FINANCIAL SOLUTIONS PLANNING AND INVESTMENTS
CRD#: 314071 / SEC#: 801-121373
RIA
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Contact information
Main Address
7470 Center St, Mentor, OH 44060
Mailing Address
Phone number
(440) 510-1901
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,542 |
| AUM (Assets Under Management) | $ 700,523,160 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
