BE
Brenton D. Ernsbarger
PANDOWEALTH. LLC
Conway, AR
Some features on this profile are disabled
CRD#: 6954228
BE
Professional summary
Brenton D Ernsbarger, who also goes by Brenton Don Ernsbarger, is a registered financial advisor currently at PANDOWEALTH. LLC located in Conway, Arkansas.
Brenton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Brenton has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brenton Don Ernsbarger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brenton D Ernsbarger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 3, 2023 - Present
PANDOWEALTH. LLC
RIA
CRD#: 281456
Conway, AR
Past
June 1, 2022 - July 17, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
LITTLE ROCK, AR
Past
June 1, 2022 - July 17, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
LITTLE ROCK, AR
Past
May 24, 2021 - February 10, 2022
IPI WEALTH MANAGEMENT, INC.
RIA
CRD#: 111872
Conway, AR
Past
May 24, 2021 - February 10, 2022
INVESTMENT PLANNERS, INC.
BD
CRD#: 18557
Conway, AR
Past
August 6, 2019 - May 24, 2021
EDWARD JONES
RIA
CRD#: 250
CONWAY, AR
Past
July 13, 2019 - May 24, 2021
EDWARD JONES
BD
CRD#: 250
CONWAY, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PL
PANDOWEALTH. LLC
ONE AND DONE FINANCIAL | PANDOWEALTH. LLC | PANDOWEALTH, LLC | ONE AND DONE FINANCIAL SERVICES LLC
CRD#: 281456 / SEC#: 801-120105
RIA
Registered Investment Advisory firm - (1/7/2021 Approved)Arizona
Registered Investment Advisory firm - (1/14/2021 Terminated)California
Registered Investment Advisory firm - (2/13/2021 Terminated)Colorado
Registered Investment Advisory firm - (1/26/2021 Terminated)Florida
Registered Investment Advisory firm - (1/14/2021 Terminated)Georgia
Registered Investment Advisory firm - (1/15/2021 Terminated)Illinois
Registered Investment Advisory firm - (1/14/2021 Terminated)Louisiana
Registered Investment Advisory firm - (1/29/2021 Terminated)Missouri
Registered Investment Advisory firm - (1/14/2021 Terminated)North Carolina
Registered Investment Advisory firm - (1/14/2021 Terminated)Ohio
Registered Investment Advisory firm - (1/15/2021 Terminated)South Carolina
Registered Investment Advisory firm - (1/14/2021 Terminated)Texas
Registered Investment Advisory firm - (1/14/2021 Terminated)Washington
Registered Investment Advisory firm - (2/16/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(8/3/2023)
IAR
Georgia(9/18/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/13/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
PL
PANDOWEALTH. LLC
ONE AND DONE FINANCIAL | PANDOWEALTH. LLC | PANDOWEALTH, LLC | ONE AND DONE FINANCIAL SERVICES LLC
CRD#: 281456 / SEC#: 801-120105
RIA
Registered Investment Advisory firm - (1/7/2021 Approved)Arizona
Registered Investment Advisory firm - (1/14/2021 Terminated)California
Registered Investment Advisory firm - (2/13/2021 Terminated)Colorado
Registered Investment Advisory firm - (1/26/2021 Terminated)Florida
Registered Investment Advisory firm - (1/14/2021 Terminated)Georgia
Registered Investment Advisory firm - (1/15/2021 Terminated)Illinois
Registered Investment Advisory firm - (1/14/2021 Terminated)Louisiana
Registered Investment Advisory firm - (1/29/2021 Terminated)Missouri
Registered Investment Advisory firm - (1/14/2021 Terminated)North Carolina
Registered Investment Advisory firm - (1/14/2021 Terminated)Ohio
Registered Investment Advisory firm - (1/15/2021 Terminated)South Carolina
Registered Investment Advisory firm - (1/14/2021 Terminated)Texas
Registered Investment Advisory firm - (1/14/2021 Terminated)Washington
Registered Investment Advisory firm - (2/16/2021 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Peachtree City, GA
Mailing Address
Phone number
(678) 712-6656
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,885 |
| AUM (Assets Under Management) | $ 396,024,999 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
