Tania L. Gordon
Professional summary
Tania L Gordon, who also goes by Tania Lizette Gongora, Tania Lizette Gordon, Tania Gordon, is a registered financial advisor currently at EVOKE ADVISORS located in Los Angeles, California.
Tania is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Tania has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
EVOKE ADVISORS - Registered Investment Advisory firm
Version Date: Mon Apr 01 2024Evoke Wealth, LLC d/b/a Evoke Advisors (“Evoke” or the “Adviser”), is an investment advisor registered with the Securities and Exchange Commission. We feel that it is important for you to understand how advisory and brokerage services and fees differ in order to determine which type of account is right for you. There are free and simple tools available to research firms and financial professionals at www.investor.gov/CRS which also provide educational materials about investment advisers, broker-dealers and investing.
Fees and Costs:
Fees and costs affect the value of your account over time. Please ask your advisor to give you personalized information on the fees and costs that you will pay. You will be charged an ongoing fee (either fixed or a percentage of the value of your account) that is calculated annually and then collected on a quarterly basis (typically in advance) based on the value of the investments in your account. Our standard fee schedule ranges from 0.36% to 1.00% depending on the complexity and value of the investments in your account among other factors but may be negotiable depending on your circumstances. We may also charge an administrative fee of between 0.02% and 0.25% for compiling and reporting on certain unmanaged assets based on the reported values. Our fees vary and are negotiable. Our incentive is to increase the value of your account over time which will increase our fees over time. In most cases, the quarterly fees will be automatically deducted from your account.
The custodian or broker-dealer that holds your assets can charge you a transaction fee when we buy or sell an investment for you. These transaction fees are in addition to our advisory fee for our investment advisory service.
You could also pay charges imposed by the custodian or broker-dealer holding your accounts for certain investments and maintaining your account.
Some investments, such as mutual funds, exchange traded funds and private investment funds charge additional fees that will reduce the value of your investments over time. You will pay fees and costs whether you make or lose money on your investments. Please make sure you understand what fees and costs you are paying.
Additional information about our fees is located in Item 5 of our Firm Brochure. Our Firm Brochure is available upon request or online at https://adviserinfo.sec.gov/.
Questions to ask your Professional:
- Help me understand how these fees and costs will affect my investments. If I give you $10,000 to invest, how much will go to fees and costs and how much will be invested for me?
- How do you determine what fee I will be charged?
Conflicts of Interest:
When we act as your investment adviser, we have a fiduciary duty to place the interest of our clients ahead of our own and the firm. At the same time, the way we make money creates some conflicts with your interests. You should understand and ask us about these conflicts because they can affect the investment advice we provide you. Additional information about our conflicts of interest can be found in our Firm Brochure under Item 11 which is available upon request or online at https://adviserinfo.sec.gov/.
How do your financial professionals make money?
The firm’s revenue is from the advisory fees we collect from your accounts each quarter and also from management fees and/or carried interest/performance fees for sponsoring and/or managing certain private fund vehicles. Our financial professionals are employees of the firm and are paid a fixed monthly salary. They also receive on a quarterly basis a portion of the advisory fees that the firm collects from the accounts each adviser manages as part of a profitsharing arrangement established by our parent company.
Certified licenses
Experience
January 9, 2025 - Present
EVOKE ADVISORS
Office #1: 10635 Santa Monica Blvd. Suite 240, Los Angeles, CA 90025March 8, 2024 - December 22, 2024
J.P. MORGAN SECURITIES LLC
September 29, 2023 - December 22, 2024
J.P. MORGAN SECURITIES LLC
September 21, 2021 - January 6, 2025
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
September 20, 2021 - September 29, 2023
FIRST REPUBLIC SECURITIES COMPANY, LLC
April 1, 2019 - September 24, 2021
RBC CAPITAL MARKETS, LLC
April 1, 2019 - September 24, 2021
RBC CAPITAL MARKETS, LLC
December 18, 2018 - April 3, 2019
J.P. MORGAN SECURITIES LLC
July 2, 2018 - April 3, 2019
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
EVOKE ADVISORS
CRD#: 300856 / SEC#: 801-115290
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/9/2025)
Exams
Current Firm
EVOKE ADVISORS
CRD#: 300856 / SEC#: 801-115290
Contact information
SEC notice filing (37 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,365 |
| AUM (Assets Under Management) | $ 27,695,485,582 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
