AH
Andrew E. Harrell
KESTRA ADVISORY SERVICES
TIMONIUM, MD 21093
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CRD#: 6953723
AH
Professional summary
Andrew Evans Harrell, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Timonium, Maryland and KESTRA INVESTMENT SERVICES, LLC located in Timonium, Maryland.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Andrew has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BFG FINANCIAL ADVISORS A DIVISION OF BROTMAN FINANCIAL GROUP POSITION: Associate NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 11/24/2021 ADDRESS: 16 Greenmeadow Drive, Suite 201, Timonium MD 21093, United States DESCRIPTION: Attend client meetings, participate in year-end calls, wrap-up client meetings, prepare for client meetings, handle client phone calls. Attend strategy meetings, conferences, and workshops. 2. KESTRA ADVISORY SERVICES, LLC POSITION: Associate NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 11/24/2021 ADDRESS: 5707 Southwest Parkway, Building 2 #400, Austin TX 78735, United States DESCRIPTION: Attend client meetings, participate in year-end calls, wrap-up client meetings, prepare for client meetings, and handle client phone calls. Attending various strategy meetings, conferences, and workshops. 3. FPA OF MARYLAND BOARD OF DIRECTORS POSITION: Board of Directors NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2025 ADDRESS: P.O. Box 20370, Towson MD 21284, United States DESCRIPTION: Participate in monthly meetings on behalf of the organization. Involvement with the NextGen committee which determines ways to enhance the future generations of the industry and provides opportunities for growth, education, and networking for young professionals and students seeking a career in this field. Also promoting the mission and vision for local and national FPA chapters. 4. BROTMAN FINANCIAL GROUP POSITION: Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/16/2018 ADDRESS: 16 Greenmeadow Drive, Suite 201, Timonium MD 21093, United States DESCRIPTION: Lead Advisor responsibilites including client meetings, e-mails, phone calls, and training staff members. 5. BFG FINANCIAL ADVISORS POSITION: Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 10/01/2018 ADDRESS: 16 Greenmeadow Drive, Suite 201, Timonium MD 21093, United States DESCRIPTION: Lead Advisor responsibilities which include client meetings, e-mails, phone calls, and training other staff members.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Evans Harrell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
July 2, 2019 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 16 Greenmeadow Drive Suite 201, Timonium, MD 21093RIA
CRD#: 283330
TIMONIUM, MD
Current
February 11, 2019 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 16 Greenmeadow Drive Suite 201, Timonium, MD 21093BD
CRD#: 42046
Timonium, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/28/2024)
RR
California(10/28/2024)
RR
Colorado(11/5/2025)
RR
Delaware(10/28/2024)
RR
District of Columbia(10/28/2024)
RR
Florida(10/28/2024)
RR
Georgia(11/5/2025)
RR
Hawaii(6/13/2025)
RR
Kentucky(11/5/2025)
RR
Louisiana(11/5/2025)
RR
Maine(10/28/2024)
RR
Maryland(7/2/2019)
IAR
Maryland(7/2/2019)
RR
Massachusetts(10/28/2024)
RR
Nevada(11/5/2025)
RR
New Jersey(10/28/2024)
RR
New York(10/28/2024)
RR
North Carolina(10/29/2024)
RR
Ohio(10/29/2024)
RR
Oregon(10/28/2024)
RR
Pennsylvania(10/28/2024)
RR
South Carolina(10/28/2024)
RR
Virginia(10/28/2024)
RR
West Virginia(10/28/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/11/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
