AC
Alfred Costanzo
BROOKSTONE CAPITAL MANAGEMENT LLC
Palm Harbor, FL 34684
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CRD#: 6953708
AC
Professional summary
Alfred Costanzo, who also goes by Alfred Lawrence Costanzo, Al Lawrence Costanzo, is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Palm Harbor, Florida.
Alfred is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Alfred has worked at 4 firms and has passed the Series 65, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alfred Lawrence Costanzo | Al Lawrence Costanzo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Rental Property: manage rental property, short term rental 8774 Cat Palm Road Kissimmee FL 34747. Not investment related. Owner of property. 01/01/2022. Devote 3 hours a month. Compensated through rent 2.) Insurance sales through JD Mellberg, Financial Advisor/contractor, meet with clients and sell insurance if it fits the clients goal and financial plan, start 8/15/22, earn commission on investment products 3.) Rental Property: manage rental property,rents 2 bedrooms out of house 5300 NW 183rd Street Miami Gardens FL 33055. Not investment related. Owner of property. 01/01/2022. Devote 3 hours a month. Compensated through rent 4.) Rental Property: manage rental property, short term rental 8947 Cat Palm Road Kissimmee FL 34747. Not investment related. Owner of property, rent to people who want to sty in it on Airbnb and Vrbo. 01/01/2022. Devote 3 hours a month. Compensated through airbnb and vrbo
CRS (Client Relationship Summary) - RIA
Click below to view Alfred Costanzo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 20, 2022 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
Office #1: 33920 Us Hwy 19 N Suite 351, Palm Harbor, FL 34684RIA
CRD#: 141413
Palm Harbor, FL
Past
September 25, 2019 - September 7, 2022
FLORIDA FINANCIAL ADVISORS, LLC
RIA
CRD#: 288811
TAMPA, FL
Past
June 20, 2019 - September 7, 2022
TRINITY WEALTH SECURITIES, L.L.C.
BD
CRD#: 104348
Miami, FL
Past
January 14, 2019 - February 25, 2019
IFS SECURITIES
BD
CRD#: 40375
Tampa, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(9/21/2022)
IAR
Florida(9/20/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/14/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
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Company Information
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413Palm Harbor, FL 34684TRUST BUT VERIFY
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