Megan E. Mcwilliams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Megan Edel Mcwilliams was a registered financial professional .
Megan is a previously registered financial professional and started their career in finance in 2019. Megan had worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2022 - November 16, 2022
TPEG SECURITIES, LLC
September 12, 2019 - December 21, 2020
BERENBERG CAPITAL MARKETS LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 9/12/2019
General Securities Representative ExaminationCurrent Firm
TPEG SECURITIES, LLC
CRD#: 146726 / SEC#: , 8-67843
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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