KO
Kelly B. Oday
THRIVENT INVESTMENT MANAGEMENT
Merrill, WI 54452
Some features on this profile are disabled
CRD#: 6953356
KO
Professional summary
Kelly Brian Oday is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Merrill, Wisconsin.
Kelly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Kelly has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
JESSI'S WISH POSITION: Board member NATURE: Cancer charity that holds one or morebenefits per year to raise money for local cancer sufferers. Cancer sufferers apply for grant money to offset travel for treatments, treatment cost if uninsured, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 11/25/2018 ADDRESS: N873 Mile Square Ave., Merrill WI 54452, United States DESCRIPTION: Meet to make decisions on various small decisionsfor the event(s), volunteer hours scheduled, confirm who will reach out to which small businesses for donations, confirm who will receive grants (virtually everyone as long as there is money in the fund). RIVER BEND TRAIL POSITION: Board Member NATURE: Created a paved trail that runs along the Wis. River in Merrill, and now continues to expand the scope and breadth of the trail. Hikers and bikers use the trail. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 02/02/2021 ADDRESS: 404 S. Park St., Merrill WI 54452, United States DESCRIPTION: Meetingmost months to discuss trail expansion options, funding of projects, public events. CENTRAL WISCONSIN OFFROAD CYCLING COALITION POSITION: Board of Directors member NATURE: CWOCC advocates for fitness through mountain biking. They hold a number of events each year, and are always planning building new trails and maintaining the current trails. They work closely with Marathon and Lincoln counties, as well as the City of Merrill INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/31/2025 ADDRESS: P.O. Box 745, Wausau WI 54402, United States DESCRIPTION: Help with planning of new trails and maintaining current trails. Listen to concerns/ideas of club members. Help with organized rides.
CRS (Client Relationship Summary) - RIA
Click below to view Kelly Brian Oday's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kelly Brian Oday's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 3, 2018 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 403 Grand Ave, Merrill, WI 54452RIA
BD
CRD#: 18387
Merrill, WI
Current
July 11, 2018 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 403 Grand Ave, Merrill, WI 54452RIA
BD
CRD#: 18387
Merrill, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/1/2023)
RR
Georgia(11/1/2023)
RR
Michigan(2/3/2022)
RR
Minnesota(2/3/2022)
RR
North Carolina(2/15/2021)
RR
Texas(1/16/2024)
IAR
Texas(1/17/2024)
RR
Wisconsin(8/3/2018)
IAR
Wisconsin(8/3/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
