Katharine L. Newell

PAINTED PORCH ADVISORS LLC

SANTA BARBARA, CA 93105

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CRD#: 6953300

Professional summary

Katharine Lynn Newell, who also goes by Katie Newell, Katharine L Newell, Katharine Newell, is a registered financial advisor currently at PAINTED PORCH ADVISORS LLC located in Santa Barbara, California.

Katharine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Katharine has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Katie Newell | Katharine L Newell | Katharine Newell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katharine Lynn Newell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 8, 2025 - Present

PAINTED PORCH ADVISORS LLC

Office #1: 115 S La Cumbre Lane Suite 201, Santa Barbara, CA 93105

RIA

CRD#: 304375

SANTA BARBARA, CA

Past

July 23, 2024 - July 31, 2025

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

Westlake Village, CA

Past

July 23, 2024 - July 31, 2025

J.P. MORGAN SECURITIES LLC

CRD#: 79

Westlake Village, CA

Past

August 31, 2018 - June 27, 2022

DIMENSIONAL FUND ADVISORS LP

RIA

CRD#: 106482

AUSTIN, TX

Past

July 9, 2018 - June 27, 2022

DFA SECURITIES LLC

CRD#: 10292

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PAINTED PORCH ADVISORS LLC

PAINTED PORCH | PAINTED PORCH ADVISORS LLC

CRD#: 304375 / SEC#: 801-122861

RIA

Registered Investment Advisory firm - (12/10/2021 Approved)

California

Registered Investment Advisory firm - (1/22/2022 Terminated)

Texas

Registered Investment Advisory firm - (12/23/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/24/2024

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/9/2018

General Securities Representative Examination

Current Firm

PAINTED PORCH ADVISORS LLC

PAINTED PORCH | PAINTED PORCH ADVISORS LLC

CRD#: 304375 / SEC#: 801-122861

RIA

Registered Investment Advisory firm - (12/10/2021 Approved)

California

Registered Investment Advisory firm - (1/22/2022 Terminated)

Texas

Registered Investment Advisory firm - (12/23/2021 Terminated)

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Contact information

Main Address

115 S La Cumbre Lane Suite 201, Santa Barbara, CA 93105

Mailing Address

Phone number

(805) 567-4288

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PAINTED PORCH ADVISORS LLC (SEC APPLICATION) FORM ADV PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	788
AUM (Assets Under Management)	$ 518,150,822

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Katharine L. Newell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katharine Lynn Newell's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

DIMENSIONAL FUND ADVISORS LP

DFA SECURITIES LLC

Primary Firm SEC Registration

PAINTED PORCH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/24/2024

SIE

Date: 10/1/2018

Series 7

Date: 7/9/2018

Current Firm

PAINTED PORCH ADVISORS LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PAINTED PORCH ADVISORS LLC

TRUST BUT VERIFY

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