Jennifer L. Briley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer L. Briley, who also goes by Jennifer Lynn Briley, Jennifer L Briley, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 2018. Jennifer had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2022 - April 28, 2023
AMUNDI ASSET MANAGEMENT US, INC.
June 27, 2022 - April 28, 2023
AMUNDI DISTRIBUTOR US, INC.
September 4, 2018 - May 16, 2022
WELLS FARGO CLEARING SERVICES, LLC
August 1, 2018 - May 16, 2022
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMUNDI ASSET MANAGEMENT US, INC.
CRD#: 107719 / SEC#: 801-8255
Contact information
Regulatory assets under management
| Total Number of Accounts | 252 |
| AUM (Assets Under Management) | $ 122,060,989,186 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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