Aaron M. Locker

ELLIS FINANCIAL SOLUTIONS LLC

LONGMONT, CO 80501

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CRD#: 6953250

Professional summary

Aaron Michael Locker, who also goes by Aaron Locker, is a registered financial advisor currently at ELLIS FINANCIAL SOLUTIONS LLC located in Longmont, Colorado.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Aaron has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Aaron Locker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Michael Locker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2025 - Present

ELLIS FINANCIAL SOLUTIONS LLC

Office #1: 729 Main St, Longmont, CO 80501

RIA

CRD#: 337847

LONGMONT, CO

Past

February 11, 2020 - January 26, 2022

SUMMIT FINANCIAL PLANNING

RIA

CRD#: 306991

LONGMONT, CO

Past

September 6, 2018 - October 24, 2019

EDWARD JONES

RIA

CRD#: 250

NIWOT, CO

Past

August 16, 2018 - October 24, 2019

EDWARD JONES

CRD#: 250

NIWOT, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(9/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/23/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/31/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/10/2018

General Securities Representative Examination

Current Firm

ELLIS FINANCIAL SOLUTIONS LLC

CRD#: 337847 / SEC#:

Colorado

Registered Investment Advisory firm - (9/18/2025 Approved)

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Contact information

Main Address

729 Main St, Longmont, CO 80501

Mailing Address

Phone number

(720) 494-2552

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Aaron M. Locker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Michael Locker's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELLIS FINANCIAL SOLUTIONS LLC

SUMMIT FINANCIAL PLANNING

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 65

Date: 6/23/2025

Series 66

Date: 7/31/2018

SIE

Date: 10/1/2018

Series 7

Date: 7/10/2018

Current Firm

ELLIS FINANCIAL SOLUTIONS LLC

Contact information

Documents

Red Flags

Company Information

ELLIS FINANCIAL SOLUTIONS LLC

TRUST BUT VERIFY

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