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AL

Aaron M. Locker

LONGMONT, CO 80501
Some features on this profile are disabled
CRD#: 6953250
AL

Professional summary

Aaron Michael Locker, who also goes by Aaron Locker, was a registered financial advisor .

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Aaron had worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Aaron Locker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: Ellis Bottom Line Bookkeeping Investment-related: No Address of the other business: 729 Main St. Longmont, CO 80501 Nature of the other business: Tax Management & Preparation Position: Manager, Tax Administration Start date of your relationship: 02/2022 Approximate number of hours/month you devote to the other business: 80 hours/month Number of hours you devote to the other business during securities trading hours: 80 Duties relating to the other business: Tax Management and Preparation

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 18, 2025 - Present

Office #1: 729 Main St, Longmont, CO 80501
LONGMONT, CO
Past

February 11, 2020 - January 26, 2022

SUMMIT FINANCIAL PLANNING

RIA
CRD#: 306991
LONGMONT, CO
Past

September 6, 2018 - October 24, 2019

EDWARD JONES

RIA
CRD#: 250
NIWOT, CO
Past

August 16, 2018 - October 24, 2019

EDWARD JONES

BD
CRD#: 250
NIWOT, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(9/18/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/23/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 7/31/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/10/2018
General Securities Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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