Arley E. Gonzalez

KOA WEALTH MANAGEMENT

San Diego, CA

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CRD#: 6952863

Professional summary

Arley Emmanuel Gonzalez is a registered financial advisor currently at KOA WEALTH MANAGEMENT, LLC located in San Diego, California.

Arley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Arley has worked at 2 firms and has passed the SIE exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arley Emmanuel Gonzalez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 6, 2024 - Present

KOA WEALTH MANAGEMENT, LLC

RIA

CRD#: 297004

San Diego, CA

Past

March 15, 2023 - June 13, 2024

BLANKINSHIP & FOSTER, LLC

RIA

CRD#: 104795

SOLANA BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KOA WEALTH MANAGEMENT, LLC

CRD#: 297004 / SEC#: 801-118718

RIA

Registered Investment Advisory firm - (5/19/2020 Approved)

California

Registered Investment Advisory firm - (6/26/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 1/25/2020

Securities Industry Essentials Examination

Current Firm

KOA WEALTH MANAGEMENT, LLC

CRD#: 297004 / SEC#: 801-118718

RIA

Registered Investment Advisory firm - (5/19/2020 Approved)

California

Registered Investment Advisory firm - (6/26/2020 Terminated)

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Contact information

Main Address

Encinitas, CA

Mailing Address

Po Box 231030, Encinitas, CA 92023

Phone number

(760) 602-6920

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KOA WEALTH MANAGEMENT, LLC DISCLOSURE BROCHURE (7/24/2025)

Regulatory assets under management

Total Number of Accounts	744
AUM (Assets Under Management)	$ 231,100,804

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Arley E. Gonzalez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arley Emmanuel Gonzalez's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOA WEALTH MANAGEMENT, LLC

BLANKINSHIP & FOSTER, LLC

Primary Firm SEC Registration

KOA WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

SIE

Date: 1/25/2020

Current Firm

KOA WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KOA WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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