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CR

Christian Rubio

CRD# 6952779·Registered 2019 - 2026
Previously Registered: Being a previously registered professional could mean that Christian is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christian Rubio, who also goes by Christian A Rubio, Christian Alexander Rubio, was a registered financial advisor. Christian was a previously registered financial professional and started their career in finance 2019 - 2026. Christian had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christian A Rubio, Christian Alexander Rubio

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years registered in the securities industry

Current & Past Employments

Past

NOBLES & RICHARDS ADVISORS, LLCPast·CRD# 281539
RIA
Phoenix, AZ
August 10, 2026 - September 23, 2026
NOBLES & RICHARDS, INC.Past·CRD# 146870
BD
Phoenix, AZ
July 8, 2025 - September 23, 2026
CHARLES SCHWAB & CO., INC.Past·CRD# 5393
RIA
Phoenix, AZ
September 27, 2021 - June 27, 2025
CHARLES SCHWAB & CO., INC.Past·CRD# 5393
BD
Phoenix, AZ
May 6, 2021 - June 27, 2025
TD AMERITRADE, INC.Past·CRD# 7870
BD
Bellevue, WA
April 27, 2023 - June 3, 2024
LOCKTON INVESTMENT SECURITIES, LLCPast·CRD# 137476
BD
Scottsdale, AZ
October 8, 2020 - March 26, 2021
CHARLES SCHWAB & CO., INC.Past·CRD# 5393
BD
Phoenix, AZ
June 19, 2019 - September 4, 2020

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Current Firm

N&
NOBLES & RICHARDS ADVISORS, LLC

NOBLES & RICHARDS ADVISORS, LLC

CRD#: 281539
Florida
Registered Investment Advisory firm - Florida (10/6/2025 Approved)
New Jersey
Registered Investment Advisory firm - New Jersey (11/5/2025 Approved)
New York
Registered Investment Advisory firm - New York (4/9/2025 Approved)
Texas
Registered Investment Advisory firm - Texas (4/7/2016 Approved)

Contact Information

Main Address

801 E. Plano Pkwy Suite 220, Plano, TX 75074

Phone Number

(214) 642-6603

# of Employees

6

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

128

AUM (Assets Under Management)

$34,183,968

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Yrefy, LLC; Inv-rel; Phoenix, AZ 85054; Start 07/2025; Sales of securities; Employee; Registered Representative; 160 hrs; Duties: Sales GuidePoint Insurance Advisors; Phoenix, AZ 85037; Starting 08-2026; not inv-rel; medicare insurance sales; agent; 10 hours/mo; 0 during trading hours; Duties: Health insurance sales

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2021About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2020About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jun 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Feb 2019About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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