Giovanni P. Scorzo

GUARDIAN CAPITAL ADVISORS

Scottsdale, AZ

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CRD#: 6952739

Professional summary

Giovanni Paul Scorzo is a registered financial advisor currently at GUARDIAN CAPITAL ADVISORS located in Scottsdale, Arizona.

Giovanni is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Giovanni has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Founder and President of Carissimo, an automobile business

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Giovanni Paul Scorzo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2022 - Present

GUARDIAN CAPITAL ADVISORS

RIA

CRD#: 321811

Scottsdale, AZ

Past

October 15, 2018 - March 31, 2021

MORGAN STANLEY

RIA

CRD#: 149777

SCOTTSDALE, AZ

Past

July 14, 2018 - March 31, 2021

MORGAN STANLEY

CRD#: 149777

SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/28/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/14/2018

General Securities Representative Examination

Current Firm

GUARDIAN CAPITAL ADVISORS

GUARDIAN CAPITAL ADVISORS | GUARDIAN CAPITAL ADVISORS, LLC

CRD#: 321811 / SEC#:

Arizona

Registered Investment Advisory firm - (6/22/2022 Approved)

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Contact information

Main Address

Scottsdale, AZ

Mailing Address

Phone number

(480) 600-5912

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Giovanni P. Scorzo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Giovanni Paul Scorzo's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUARDIAN CAPITAL ADVISORS

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 9/28/2018

SIE

Date: 10/1/2018

Series 7

Date: 7/14/2018

Current Firm

GUARDIAN CAPITAL ADVISORS

Contact information

Documents

Red Flags

Company Information

GUARDIAN CAPITAL ADVISORS

TRUST BUT VERIFY

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