Laura R. Brannen
MPWM ADVISORY SOLUTIONS LLC
Alpharetta, GA 30009
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CRD#: 6952546
Professional summary
Laura Roesel Brannen, who also goes by Laura Leigh Roesel, is a registered financial advisor currently at MPWM ADVISORY SOLUTIONS LLC located in Alpharetta, Georgia and LPL FINANCIAL LLC located in Statesboro, Georgia.
Laura is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Laura has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Laura Leigh Roesel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/21/2023: Mayer Private Wealth Management; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 6/20/2011. 2. 11/29/2023: MPWM Advisory Solutions LLC; At reported business location(s); DBA - Mayer Private Wealth Management; Registered Investment Advisor DBA; IAR; Inv. related; start date 5/21/2015; 20hrs/mo. during trading. 3. 11/29/2023: MPWM Advisory Solutions LLC; At reported business location(s); Registered Investment Advisor; IAR; Inv. related; start date 2/20/2014; 20hrs/mo. during trading; I provide investment advisory services through MPWM Advisory Solutions LLC, an independent investment advisor firm. I started this business activity in 02/2014. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Laura Roesel Brannen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 29, 2023 - Present
MPWM ADVISORY SOLUTIONS LLC
Office #1: 8000 Avalon Blvd. Suite 100, Alpharetta, GA 30009RIA
CRD#: 169885
Alpharetta, GA
Current
November 21, 2023 - Present
LPL FINANCIAL LLC
Office #1: 124 Savannah Ave Suite 1d, Statesboro, GA 30458RIA
BD
CRD#: 6413
Statesboro, GA
Past
August 7, 2018 - November 2, 2023
EDWARD JONES
RIA
CRD#: 250
Statesboro, GA
Past
July 13, 2018 - November 2, 2023
EDWARD JONES
BD
CRD#: 250
Statesboro, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MPWM ADVISORY SOLUTIONS LLC
ABBOTT ADVISORS, INC | THE TRUSTED ADVISOR | NAVIGATE FINANCIAL | NAVIGATE DIVORCE PLANNING | MULLINS WEALTH MANAGEMENT | MPWM ADVISORY SOLUTIONS LLC | MAYER, STEVEN J | MAYER PRIVATE WEALTH MANAGEMENT | MANHATTAN WEALTH MANAGEMENT GROUP | CAPSTONE FINANCIAL ADVISORS | CAPSTONE BENEFITS ADVISORS
CRD#: 169885 / SEC#: 801-78961
RIA
Registered Investment Advisory firm - (1/2/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(11/21/2023)
IAR
Georgia(11/29/2023)
RR
Iowa(1/16/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MPWM ADVISORY SOLUTIONS LLC
ABBOTT ADVISORS, INC | THE TRUSTED ADVISOR | NAVIGATE FINANCIAL | NAVIGATE DIVORCE PLANNING | MULLINS WEALTH MANAGEMENT | MPWM ADVISORY SOLUTIONS LLC | MAYER, STEVEN J | MAYER PRIVATE WEALTH MANAGEMENT | MANHATTAN WEALTH MANAGEMENT GROUP | CAPSTONE FINANCIAL ADVISORS | CAPSTONE BENEFITS ADVISORS
CRD#: 169885 / SEC#: 801-78961
RIA
Registered Investment Advisory firm - (1/2/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8000 Avalon Blvd Suite 100, Alpharetta, GA 30009
Mailing Address
Phone number
(678) 566-4001
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 653 |
| AUM (Assets Under Management) | $ 320,546,673 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
