Thomas W. Russo
Professional summary
Thomas Wyatt Russo, CFA, who also goes by Thomas Wyatt Russo, is a registered financial advisor currently at NAPLES GLOBAL ADVISORS located in Naples, Florida.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Thomas has worked at 2 firms and has passed the Series 63, Series 3, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Wyatt Russo's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2023 - Present
NAPLES GLOBAL ADVISORS
Office #1: 720 5th Avenue South Ste. 200, Naples, FL 34102August 31, 2018 - May 22, 2023
GOLDMAN SACHS & CO. LLC
Primary Firm SEC Registration
NAPLES GLOBAL ADVISORS
CRD#: 158544 / SEC#: 801-72600
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/13/2023)
Exams
Current Firm
NAPLES GLOBAL ADVISORS
CRD#: 158544 / SEC#: 801-72600
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,688 |
| AUM (Assets Under Management) | $ 1,654,697,768 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 01/27/2025 | ||
| 03/25/2024 | ||
| 01/03/2023 |
Red Flags
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