JM
Jacob Mitchell
ALLY INVEST ADVISORS
Detroit, MI 48226
Some features on this profile are disabled
CRD#: 6952082
JM
Professional summary
Jacob Mitchell, who also goes by Jacob Steven Mitchell, Jake Mitchell, is a registered financial advisor currently at ALLY INVEST ADVISORS located in Detroit, Michigan and ALLY INVEST SECURITIES LLC located in Lewisville, Texas.
Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Jacob has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jacob Steven Mitchell | Jake Mitchell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
JKE Investments. Not Investment Related. 2415 E. Lincoln Ave Royal Oak MI 48067. Owner/Founder. 04/01/2021. 0 hrs/month. Set up to engage in real estate investing, should I purchase a home to be rented out, flipped, or wholesaled to other investors. Ally Invest Advisors. Investment Related. 601 S Tryon Street Charlotte NC 28202. Specialist - Invest Premier Services. Dually licensed. 07/12/2021. 21-40 hrs/month. Supports both Ally Invest Securities and Ally Invest Advisors in a dually licensed capacity. Responsibilities include servicing Ally Invest Customers who may hold self-directed or advisory accounts. Uber Technologies, Inc. Not Investment Related. 2415 E. Lincoln Ave, Royal Oak, MI 48067. Driver. 07/13/2025. 0-20 hours/month. Uber driver.
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Mitchell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 7, 2021 - Present
ALLY INVEST ADVISORS
Office #1: 500 Woodward Avenue, Detroit, MI 48226RIA
CRD#: 170301
Detroit, MI
Current
July 30, 2021 - Present
ALLY INVEST SECURITIES LLC
Office #1: 2911 Lake Vista Drive, Lewisville, TX 75067BD
CRD#: 136131
Lewisville, TX
Past
October 30, 2019 - March 8, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
GRAND RAPIDS, MI
Past
August 29, 2019 - March 8, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
GRAND RAPIDS, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ALLY INVEST ADVISORS
ALLY INVEST ADVISORS | TRADEKING ADVISORS, INC. | ONE MARKET ADVISORS, LLC | ONE MARKET ADVISORS, INC. | ONE MARKET ADVISORS | ALLY INVEST ADVISORS INC
CRD#: 170301 / SEC#: 801-79305
RIA
Registered Investment Advisory firm - (3/27/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/30/2021)
RR
Alaska(7/30/2021)
RR
Arizona(7/30/2021)
RR
Arkansas(7/30/2021)
RR
California(7/30/2021)
RR
Colorado(7/30/2021)
RR
Connecticut(7/30/2021)
RR
Delaware(7/30/2021)
RR
District of Columbia(7/30/2021)
RR
Florida(7/30/2021)
RR
Georgia(7/30/2021)
RR
Hawaii(7/30/2021)
RR
Idaho(7/30/2021)
RR
Illinois(7/30/2021)
RR
Indiana(7/30/2021)
RR
Iowa(7/30/2021)
RR
Kansas(7/30/2021)
RR
Kentucky(7/30/2021)
RR
Louisiana(7/30/2021)
RR
Maine(7/30/2021)
RR
Maryland(7/30/2021)
RR
Massachusetts(7/30/2021)
RR
Michigan(7/30/2021)
IAR
Michigan(10/7/2021)
RR
Minnesota(7/30/2021)
RR
Mississippi(7/30/2021)
RR
Missouri(7/30/2021)
RR
Montana(8/2/2021)
RR
Nebraska(7/30/2021)
RR
Nevada(7/30/2021)
RR
New Hampshire(7/30/2021)
RR
New Jersey(7/30/2021)
RR
New Mexico(7/30/2021)
RR
New York(7/30/2021)
RR
North Carolina(7/30/2021)
RR
North Dakota(7/30/2021)
RR
Ohio(8/2/2021)
RR
Oklahoma(7/30/2021)
RR
Oregon(7/30/2021)
RR
Pennsylvania(7/30/2021)
RR
Puerto Rico(7/30/2021)
RR
Rhode Island(7/30/2021)
RR
South Carolina(7/30/2021)
RR
South Dakota(7/30/2021)
RR
Tennessee(7/30/2021)
RR
Texas(7/30/2021)
RR
Utah(7/30/2021)
RR
Vermont(7/30/2021)
RR
Virginia(7/30/2021)
RR
Washington(7/30/2021)
RR
West Virginia(7/30/2021)
RR
Wisconsin(7/30/2021)
RR
Wyoming(7/30/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/29/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AI
ALLY INVEST ADVISORS
ALLY INVEST ADVISORS | TRADEKING ADVISORS, INC. | ONE MARKET ADVISORS, LLC | ONE MARKET ADVISORS, INC. | ONE MARKET ADVISORS | ALLY INVEST ADVISORS INC
CRD#: 170301 / SEC#: 801-79305
RIA
Registered Investment Advisory firm - (3/27/2014 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
601 S. Tryon Street Suite 100, Charlotte, NC 28202
Mailing Address
Phone number
(855) 880-2559
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 76,058 |
| AUM (Assets Under Management) | $ 1,389,572,606 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALLY INVEST ADVISORS
CRD#: 170301Detroit, MI 48226TRUST BUT VERIFY
Monitor Jacob Mitchell
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
