Dominik A. Kudzma

OSAIC WEALTH

Brighton, MI 48114

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CRD#: 6951636

Professional summary

Dominik Andrew Kudzma is a registered financial advisor currently at OSAIC WEALTH, INC. located in Brighton, Michigan.

Dominik is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Dominik has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CS- INSURANCE AGENT POSITION: agent NATURE: llc INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/01/2018 ADDRESS: 403 E Grand River Ave, Brighton MI 48116, United States DESCRIPTION: help clients with health insurance needs help clients with life insurance needs 2) CLEAR STRATEGY FINANCIAL POSITION: Advisor NATURE: Clear Strategy Financial is the assumed name that all securities related business will be conducted. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/24/2023 ADDRESS: 403 East Grand River Ave., Brighton MI 48116, United States DESCRIPTION: As a Financial Advisor, my duties include meeting with clients, reviewing existing accounts and providing investment recommendations and solutions. 3) VIERA INSURANCE PROFESSIONALS POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 07/01/2023 ADDRESS: 8085 Spyglass Hill Rd Suite 100, Melbourne FL 32940, United States DESCRIPTION: Helping to educate and assist clients with health & life insurance needs 4) MODINTERACTIVE/PIXELGREEN POSITION: Owner NATURE: We build and design websites for small businesses. Strictly remote work with no in-person interaction INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 2992 Rodina Dr, APT 257E, Melbourne FL 32940, United States DESCRIPTION: I essentially run the entire business. Manage a team of contractors that build the websites for me and communicate with the clients via email.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dominik Andrew Kudzma's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Dominik Andrew Kudzma's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 7305 Grand River Ave Suite 600, Brighton, MI 48114Office #2: 8085 Spyglass Hill Road Ste 101, Viera, FL 32940Office #3: 8085 Spyglass Hill Rd Suite 100, Viera, FL 32940

RIA

CRD#: 23131

Brighton, MI

Current

January 19, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 7305 Grand River Ave Suite 600, Brighton, MI 48114Office #2: 8085 Spyglass Hill Road Ste 101, Viera, FL 32940Office #3: 8085 Spyglass Hill Rd Suite 100, Viera, FL 32940

RIA

CRD#: 23131

Brighton, MI

Past

July 13, 2021 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

BRIGHTON, MI

Past

April 26, 2021 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

BRIGHTON, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/19/2024)

Colorado
(1/19/2024)

Florida
(1/19/2024)

IAR

Florida
(1/19/2024)

Georgia
(1/19/2024)

IAR

Georgia
(1/19/2024)

Indiana
(1/19/2024)

Michigan
(1/19/2024)

IAR

Michigan
(1/19/2024)

North Carolina
(1/19/2024)

Ohio
(1/19/2024)

Texas
(1/19/2024)

IAR

Texas
(9/5/2024)

Washington
(1/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/12/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/26/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/25/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dominik A. Kudzma

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dominik Andrew Kudzma's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Dominik Andrew Kudzma's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/12/2021

Series 7TO

Date: 4/26/2021

SIE

Date: 1/25/2021

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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