SP
Samuel C. Payne
INNOVATIVE ADVISORY PARTNERS
Hixson, TN 37343-4806
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CRD#: 6951620
SP
Professional summary
Samuel Carter Payne is a registered financial advisor currently at INNOVATIVE ADVISORY PARTNERS, LLC located in Hixson, Tennessee.
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Samuel has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 9/20/2018 - Franklin Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/12/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%.
2. 3/2/2021 - Innovative Advisory Partners LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 06/04/2018 - 60 Hours Per Month During Securities Trading - I provide investment advisory services through Innovative Advisory Partners LLC, an independent investment advisor firm. I started this business activity in 2/2021. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
3. 3/2/2021 - Innovative Advisory Partners (IAP) - DBA: (Hybrid) Franklin Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 06/04/2018 - 60 Hours Per Month During Securities Trading - I provide investment advisory services through Innovative Advisory Partners LLC, an independent investment advisor firm. I started this business activity in 2/2021. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Carter Payne's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 13, 2019 - Present
INNOVATIVE ADVISORY PARTNERS, LLC
Office #1: 4700 Hixson Pike, Hixson, TN 37343-4806RIA
CRD#: 156135
Hixson, TN
Past
February 4, 2019 - August 25, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
HIXSON, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INNOVATIVE ADVISORY PARTNERS, LLC
BRIDGETOWN INVESTMENT COUNSEL | SOLOMONWOOD FINANCIAL ADVISORS | INNOVATIVE ADVISORY PARTNERS, LLC | FRANKLIN WEALTH MANAGEMENT, LLC | FRANKLIN WEALTH MANAGEMENT, L.L.C. | FRANKLIN WEALTH MANAGEMENT | FINANCIAL EDUCATORS NETWORK OF EAST TENNESSEE
CRD#: 156135 / SEC#: 801-78600
RIA
Registered Investment Advisory firm - (10/9/2013 Approved)Georgia
Registered Investment Advisory firm - (11/1/2013 Terminated)Tennessee
Registered Investment Advisory firm - (12/1/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(8/13/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/4/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
IA
INNOVATIVE ADVISORY PARTNERS, LLC
BRIDGETOWN INVESTMENT COUNSEL | SOLOMONWOOD FINANCIAL ADVISORS | INNOVATIVE ADVISORY PARTNERS, LLC | FRANKLIN WEALTH MANAGEMENT, LLC | FRANKLIN WEALTH MANAGEMENT, L.L.C. | FRANKLIN WEALTH MANAGEMENT | FINANCIAL EDUCATORS NETWORK OF EAST TENNESSEE
CRD#: 156135 / SEC#: 801-78600
RIA
Registered Investment Advisory firm - (10/9/2013 Approved)Georgia
Registered Investment Advisory firm - (11/1/2013 Terminated)Tennessee
Registered Investment Advisory firm - (12/1/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4700 Hixson Pike, Hixson, TN 37343-4806
Mailing Address
Phone number
(423) 870-2140
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,108 |
| AUM (Assets Under Management) | $ 260,400,000 |
Red Flags
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Company Information
INNOVATIVE ADVISORY PARTNERS, LLC
CRD#: 156135Hixson, TN 37343-4806TRUST BUT VERIFY
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