Peyton A. Fair
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peyton Anne Fair, who also goes by Peyton Fair, was a registered financial professional .
Peyton is a previously registered financial professional and started their career in finance in 2019. Peyton had worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2025 - May 20, 2026
FUNDS DISTRIBUTOR, LLC
May 9, 2023 - January 8, 2025
VOYA INVESTMENT MANAGEMENT CO. LLC
May 8, 2023 - January 8, 2025
VOYA INVESTMENTS DISTRIBUTOR, LLC
May 17, 2021 - November 4, 2021
INDEPENDENT BROKERAGE SOLUTIONS LLC
November 5, 2019 - May 10, 2021
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
October 7, 2019 - May 10, 2021
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/7/2019
General Securities Representative ExaminationCurrent Firm
FUNDS DISTRIBUTOR, LLC
CRD#: 7174 / SEC#: , 8-20518
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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