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JM

James Douglas Munro

STARTENGINE PRIMARY

BURBANK, CA

·CRD# 6950947·7 years experience

Professional Summary

James Douglas Munro, who also goes by James D Munro-westerman, is a registered financial advisor currently at STARTENGINE PRIMARY LLC located in Burbank, California. James is registered as a RR (Registered Representative) and started their career in finance in 2019. James has worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

James D Munro-Westerman

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

STARTENGINE PRIMARY LLC·CRD# 291773

BD

4100 W Alameda Avenue 3rd Floor, Burbank, CA 91505

July 8, 2024 - Present

SUTTER CAPITAL PARTNERS, LLC·CRD# 312689

RIA

Boca Raton, FL

July 19, 2022 - July 8, 2024

SUTTER SECURITIES INCORPORATED·CRD# 30770

BD

Boca Raton, FL

January 15, 2021 - July 8, 2024

BOUSTEAD SECURITIES, LLC·CRD# 141391

BD

Boca Raton, FL

January 15, 2021 - July 8, 2024

WESTPARK CAPITAL, INC.·CRD# 39914

RIA

Boca Raton, FL

August 23, 2019 - January 25, 2021

WESTPARK CAPITAL, INC.·CRD# 39914

BD

Boca Raton, FL

April 16, 2019 - January 25, 2021

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Current Firm

SP

STARTENGINE PRIMARY LLC

STARTENGINE PRIMARY LLC

CRD#: 291773 / SEC#: 8-70060

BD

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

4100 W Alameda Avenue 3rd Floor, Burbank, CA 91505

Mailing Address

4100 W Alameda Avenue 3rd Floor, Burbank, CA 91505

Phone Number

(800) 469-5785

Established

Delaware since 10/12/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
STARTENGINE CROWDFUNDING INC.	SOLE SHAREHOLDER	—
MARKS, HOWARD EDWARD	CEO	6617096
REYES, JONATHAN ALEXANDER	CCO	6654501
STRASSMAN, HUNTER DALLAS	FINOP	6867203

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.SUTTER SECURITIES INCORPORATED (CRD#:30770) 40 SE 5th Street Suite 405, Boca Raton, FL 33432 Registered with this firm since 1/15/2021 2.BOUSTEAD SECURITIES, LLC (CRD#:141391) 40 SE 5th Street Suite 405, Boca Raton, FL 33432 Registered with this firm since 1/15/2021 3.SUTTER CAPITAL PARTNERS, LLC (CRD#:312689) 40 SE 5th Street Suite 405, Boca Raton, FL 33432 Registered with this firm since 7/19/2022

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(7/8/2024)

RR

Alaska
(7/8/2024)

RR

Arizona
(7/8/2024)

RR

Arkansas
(7/8/2024)

RR

California
(7/8/2024)

RR

Colorado
(7/8/2024)

RR

Connecticut
(7/8/2024)

RR

Delaware
(7/8/2024)

RR

District of Columbia
(7/8/2024)

RR

Florida
(7/8/2024)

RR

Georgia
(7/8/2024)

RR

Hawaii
(7/8/2024)

RR

Idaho
(7/8/2024)

RR

Illinois
(7/8/2024)

RR

Indiana
(7/8/2024)

RR

Iowa
(7/8/2024)

RR

Kansas
(7/8/2024)

RR

Kentucky
(7/8/2024)

RR

Louisiana
(7/8/2024)

RR

Maine
(7/8/2024)

RR

Maryland
(7/8/2024)

RR

Massachusetts
(7/8/2024)

RR

Michigan
(7/8/2024)

RR

Minnesota
(7/8/2024)

RR

Mississippi
(7/8/2024)

RR

Missouri
(7/8/2024)

RR

Montana
(7/8/2024)

RR

Nebraska
(7/8/2024)

RR

Nevada
(7/8/2024)

RR

New Hampshire
(7/8/2024)

RR

New Jersey
(7/8/2024)

RR

New Mexico
(7/8/2024)

RR

New York
(7/8/2024)

RR

North Carolina
(7/8/2024)

RR

North Dakota
(7/8/2024)

RR

Ohio
(7/8/2024)

RR

Oklahoma
(7/8/2024)

RR

Oregon
(7/8/2024)

RR

Pennsylvania
(7/8/2024)

RR

Rhode Island
(7/8/2024)

RR

South Carolina
(7/8/2024)

RR

South Dakota
(7/8/2024)

RR

Tennessee
(7/8/2024)

RR

Texas
(7/8/2024)

RR

Utah
(7/8/2024)

RR

Vermont
(7/8/2024)

RR

Virginia
(7/8/2024)

RR

Washington
(7/8/2024)

RR

West Virginia
(7/8/2024)

RR

Wisconsin
(7/8/2024)

RR

Wyoming
(7/8/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2019About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Apr 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2019About the SIE exam

Series 24 — General Securities Principal Examination

Passed Sep 2020About the Series 24 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view James Douglas Munro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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JM

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