JM
James D. Munro
STARTENGINE PRIMARY LLC
Burbank, CA 91505
Some features on this profile are disabled
CRD#: 6950947
JM
Professional summary
James Douglas Munro, who also goes by James D Munro-westerman, is a registered financial professional currently at STARTENGINE PRIMARY LLC located in Burbank, California.
James is registered as a RR (Registered Representative) and started their career in finance in 2019. James has worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
James D Munro-Westerman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.SUTTER SECURITIES INCORPORATED (CRD#:30770) 40 SE 5th Street Suite 405, Boca Raton, FL 33432 Registered with this firm since 1/15/2021 2.BOUSTEAD SECURITIES, LLC (CRD#:141391) 40 SE 5th Street Suite 405, Boca Raton, FL 33432 Registered with this firm since 1/15/2021 3.SUTTER CAPITAL PARTNERS, LLC (CRD#:312689) 40 SE 5th Street Suite 405, Boca Raton, FL 33432 Registered with this firm since 7/19/2022
CRS (Client Relationship Summary) - BD
Click below to view James Douglas Munro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 8, 2024 - Present
STARTENGINE PRIMARY LLC
Office #1: 4100 W Alameda Avenue 3rd Floor, Burbank, CA 91505BD
CRD#: 291773
Burbank, CA
Past
July 19, 2022 - July 8, 2024
SUTTER CAPITAL PARTNERS, LLC
RIA
CRD#: 312689
Boca Raton, FL
Past
January 15, 2021 - July 8, 2024
SUTTER SECURITIES INCORPORATED
BD
CRD#: 30770
Boca Raton, FL
Past
January 15, 2021 - July 8, 2024
BOUSTEAD SECURITIES, LLC
BD
CRD#: 141391
Boca Raton, FL
Past
August 23, 2019 - January 25, 2021
WESTPARK CAPITAL, INC.
RIA
CRD#: 39914
BOCA RATON, FL
Past
April 16, 2019 - January 25, 2021
WESTPARK CAPITAL, INC.
BD
CRD#: 39914
BOCA RATON, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/8/2024)
RR
Alaska(7/8/2024)
RR
Arizona(7/8/2024)
RR
Arkansas(7/8/2024)
RR
California(7/8/2024)
RR
Colorado(7/8/2024)
RR
Connecticut(7/8/2024)
RR
Delaware(7/8/2024)
RR
District of Columbia(7/8/2024)
RR
Florida(7/8/2024)
RR
Georgia(7/8/2024)
RR
Hawaii(7/8/2024)
RR
Idaho(7/8/2024)
RR
Illinois(7/8/2024)
RR
Indiana(7/8/2024)
RR
Iowa(7/8/2024)
RR
Kansas(7/8/2024)
RR
Kentucky(7/8/2024)
RR
Louisiana(7/8/2024)
RR
Maine(7/8/2024)
RR
Maryland(7/8/2024)
RR
Massachusetts(7/8/2024)
RR
Michigan(7/8/2024)
RR
Minnesota(7/8/2024)
RR
Mississippi(7/8/2024)
RR
Missouri(7/8/2024)
RR
Montana(7/8/2024)
RR
Nebraska(7/8/2024)
RR
Nevada(7/8/2024)
RR
New Hampshire(7/8/2024)
RR
New Jersey(7/8/2024)
RR
New Mexico(7/8/2024)
RR
New York(7/8/2024)
RR
North Carolina(7/8/2024)
RR
North Dakota(7/8/2024)
RR
Ohio(7/8/2024)
RR
Oklahoma(7/8/2024)
RR
Oregon(7/8/2024)
RR
Pennsylvania(7/8/2024)
RR
Rhode Island(7/8/2024)
RR
South Carolina(7/8/2024)
RR
South Dakota(7/8/2024)
RR
Tennessee(7/8/2024)
RR
Texas(7/8/2024)
RR
Utah(7/8/2024)
RR
Vermont(7/8/2024)
RR
Virginia(7/8/2024)
RR
Washington(7/8/2024)
RR
West Virginia(7/8/2024)
RR
Wisconsin(7/8/2024)
RR
Wyoming(7/8/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/16/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SP
STARTENGINE PRIMARY LLC
STARTENGINE PRIMARY LLC
CRD#: 291773 / SEC#: , 8-70060
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
4100 W Alameda Avenue 3rd Floor, Burbank, CA 91505
Mailing Address
4100 W Alameda Avenue 3rd Floor, Burbank, CA 91505
Phone number
(800) 469-5785
Established
Delaware since 10/12/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
