Nicholas J. Schlagheck

ZERO DAY CAPITAL ENTERPRISES LLC

Ottawa Lake, MI

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CRD#: 6950609

Professional summary

Nicholas John Schlagheck, who also goes by Nicholas Schlagheck, is a registered financial advisor currently at ZERO DAY CAPITAL ENTERPRISES LLC located in Ottawa Lake, Michigan.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Nicholas has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas Schlagheck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas John Schlagheck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2025 - Present

ZERO DAY CAPITAL ENTERPRISES LLC

RIA

CRD#: 331228

Ottawa Lake, MI

Past

August 29, 2022 - July 15, 2025

CAPE INVESTMENT ADVISORY, INC.

RIA

CRD#: 146384

Ottawa Lake, MI

Past

August 29, 2022 - July 15, 2025

CAPE SECURITIES INC.

CRD#: 7072

MCDONOUGH, GA

Past

June 26, 2020 - January 11, 2022

LINCOLN INVESTMENT

RIA

CRD#: 519

INDEPENDENCE, OH

Past

June 26, 2020 - January 11, 2022

CAPITAL ANALYSTS

RIA

CRD#: 162200

Ottawa Lake, MI

Past

June 26, 2020 - January 11, 2022

LINCOLN INVESTMENT

CRD#: 519

INDEPENDENCE, OH

Past

August 23, 2018 - June 29, 2020

INTERVEST INTERNATIONAL, INC.

RIA

CRD#: 111516

Ottawa Lake, MI

Past

June 21, 2018 - June 29, 2020

INTERVEST INTERNATIONAL EQUITIES CORPORATION

CRD#: 20289

Ottawa Lake, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZERO DAY CAPITAL ENTERPRISES LLC

CRD#: 331228 / SEC#: 801-130224

RIA

Registered Investment Advisory firm - (5/3/2024 Approved)

Idaho

Registered Investment Advisory firm - (10/24/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(7/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/23/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/21/2018

General Securities Representative Examination

Current Firm

ZERO DAY CAPITAL ENTERPRISES LLC

CRD#: 331228 / SEC#: 801-130224

RIA

Registered Investment Advisory firm - (5/3/2024 Approved)

Idaho

Registered Investment Advisory firm - (10/24/2024 Terminated)

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Contact information

Main Address

West Point, NY

Mailing Address

Phone number

(702) 271-3265

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ZERO DAY CAPITAL DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (6/27/2025)

Regulatory assets under management

Total Number of Accounts	275
AUM (Assets Under Management)	$ 38,196,585

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas J. Schlagheck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas John Schlagheck's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPE INVESTMENT ADVISORY, INC.

CAPE SECURITIES INC.

LINCOLN INVESTMENT

CAPITAL ANALYSTS

LINCOLN INVESTMENT

INTERVEST INTERNATIONAL, INC.

INTERVEST INTERNATIONAL EQUITIES CORPORATION

Primary Firm SEC Registration

ZERO DAY CAPITAL ENTERPRISES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/23/2018

SIE

Date: 10/1/2018

Series 7

Date: 6/21/2018

Current Firm

ZERO DAY CAPITAL ENTERPRISES LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ZERO DAY CAPITAL ENTERPRISES LLC

TRUST BUT VERIFY

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