Edwin A. Dolan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edwin Arthur Dolan JR, who also goes by Edwin Arthur Dolan, was a registered financial professional .
Edwin is a previously registered financial professional and started their career in finance in 1972. Edwin had worked at 4 firms and has passed the Series 63, Series 3, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 1987 - September 4, 2001
HIGHLANDER CAPITAL GROUP, INC.
November 7, 1984 - October 29, 1987
G.P. MARONE & CO., INC.
August 21, 1978 - November 16, 1984
DOLAN & PITCHER, INC.
March 23, 1972 - November 10, 1978
L.C. WEGARD & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
F04
Date: 5/8/1978
Financial Principal ExaminationSeries 00
Date: 3/20/1972
General Securities Principal ExaminationCurrent Firm
HIGHLANDER CAPITAL GROUP, INC.
CRD#: 19074 / SEC#: , 8-37169
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
